Preston, MD Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.
The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.
What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.
Based on OSAIC
Expertise
Based on OSAIC
Location
147 Main Street
Preston MD 21655
Advisors at this office
3
Advisors at this office
Matthew S
Series 63, Series 65
Preston, MD
OSAIC
Matthew Spedden is a financial advisor with OSAIC, holding Series 63 and Series 65 credentials and 23 years of industry experience. His prior roles include positions at Lincoln Financial Advisors Corporation, Pruco Securities LLC, and New York Life Insurance Company. He is also an agent with Heritage Financial Consultants LLC, where he offers various insurance products including life and health insurance. OSAIC serves a diverse client base ranging from individual investors to corporations and charitable organizations, providing integrated brokerage, investment advisory, and retirement plan consulting services. The firm employs a variety of tools and platforms to construct portfolios across multiple asset classes, supporting both discretionary and non-discretionary account management.
Lauren L
Series 66
Preston, MD
OSAIC
Lauren Lerch is a financial advisor at Osaic Wealth, Inc. with 12 years of industry experience. She holds a Series 66 designation and previously worked at Lincoln Financial Advisors Corporation for 11 years. Outside of advising, she is a notary public. Osaic Wealth, Inc. serves a broad range of retail and institutional clients through a large network of affiliated advisers and multiple advisory platforms. The firm offers integrated brokerage and advisory services, financial planning, retirement plan consulting, and access to third-party money managers, using firm-provided tools like asset-allocation models and automated rebalancing to construct diversified portfolios.
Grant M
CFP®, Series 66
Preston, MD
OSAIC
Grant Maloof is a CFP® professional with two years of industry experience, currently advising at OSAIC. He has prior experience at Lincoln Financial Advisors and South River Mortgage. He also supports a registered representative through an affiliated financial professional trainee role. OSAIC serves a broad range of retail and institutional clients, providing integrated brokerage and advisory services through a large network of advisers. The firm employs asset-allocation tools and third-party platforms to construct diversified portfolios and offers both discretionary and non-discretionary account management.
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