Ridgewood, NJ Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform that supports individual investors (including high‑net‑worth and non‑HNW households), retirement plan sponsors and participants, charities, and corporate clients. It offers both brokerage and advisory services across a range of programs — including comprehensive financial planning, advisor‑managed wrap and non‑wrap portfolios, Unified Managed Accounts, third‑party money manager programs, and retirement plan consulting — many of which are delivered through affiliated broker‑dealer and RIA relationships.
The firm’s investment process emphasizes model‑based asset allocation and portfolio optimization supported by risk‑tolerance questionnaires, efficient frontier analysis, and rebalancing tools; advisors can implement discretionary UMA or advisor‑managed strategies, impose client restrictions, or select third‑party managers and proprietary “Enterprise Strategist” models. Osaic also maintains multiple custodial and legacy program arrangements (including accounts transitioned from earlier mergers), and makes alternative investments available via third‑party platforms that perform initial and ongoing due diligence.
Compared with peers, Osaic is notable for its scale and recent consolidation activity, its complex affiliate network (broker‑dealer, asset managers, insurance and trust affiliates) and private‑equity ownership that influence its platform economics and product offerings. The firm also operates multiple lending and cash‑management programs and receives third‑party platform and revenue‑sharing arrangements — matters it discloses as potential conflicts of interest — and has had several recent regulatory disclosures and enforcement matters that led to enhanced controls and independent reviews.
Based on OSAIC
Location
45 N. Broad St, Suite 502
Ridgewood NJ 07450
Advisors at this office
4
Advisors at this office
Kevin K
CFP®, Series 63, Series 65
Ridgewood, NJ
OSAIC
Kevin Kautzmann is a CFP® professional with 29 years of industry experience, currently with Osaic Wealth since 2023. He previously spent 14 years at Sagepoint Financial, Inc. In addition to his advisory role, he is involved in independent insurance sales through EBNY Financial LLC and EBNY Insurance Services, Inc. Osaic Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporations. The firm provides a range of brokerage and advisory services supported by a model-based investment process emphasizing asset allocation, portfolio optimization, and risk management.
Kyle K
Series 66
Ridgewood, NJ
OSAIC
Kyle Kautzmann is a financial advisor at OSAIC with nine years of industry experience. He holds the Series 66 designation and has worked at Sagepoint Financial, Inc. and EBNY Insurance Services, Inc., where he is a partner running an insurance brokerage. OSAIC Wealth serves a diverse client base including individual investors, retirement plans, charities, and corporate clients. The firm offers a range of brokerage and advisory services and uses a model-based investment process with portfolio optimization and risk management tools.
Derrick O
Series 66
Ridgewood, NJ
OSAIC
Derrick Ossi is a financial advisor at OSAIC with nine years of industry experience and holds a Series 66 designation. His prior experience includes roles at SagePoint Financial, LPL Financial, MassMutual, Guardian Life, and Northeast Planning. In addition to his advisory work, he is an insurance broker providing insurance solutions through EBNY Insurance Services. Osaic Wealth serves a diverse client base including retail and institutional investors, retirement plan sponsors, charities, and corporate clients. The firm offers a wide range of brokerage and advisory services with a focus on model-based asset allocation and portfolio optimization, leveraging a multi-advisor platform supported by various affiliated broker-dealer and RIA relationships.
Antonio C
Series 66
Ridgewood, NJ
OSAIC
Antonio Competiello is a financial advisor at OSAIC with three years of industry experience. He holds a Series 66 designation and has worked at firms including Fidelity Investments and Equitable. His background also includes roles at Bergen County Security and teaching positions at Bergen Community College and William Paterson University. OSAIC Wealth serves a diverse group of retail and institutional clients through a multi-advisor platform offering comprehensive financial planning, advisory services, and retirement plan consulting. The firm’s investment approach emphasizes model-based asset allocation and portfolio optimization supported by risk-tolerance assessments and multiple management strategies.
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