Rochester, MN Commerce Drive NW Office

Derek Carter is a financial advisor at OSAIC with seven years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Royal Alliance Associates, Inc., Royal Alliance, Signator Investors, Inc., and Mayo Employee Federal Credit Union. Outside of his advisory role, he operates a sole proprietorship selling comic books on eBay. OSAIC serves a broad range of retail and institutional clients through a large network of affiliated advisers, offering integrated brokerage and investment advisory services, financial planning, and access to third-party money managers and wrap programs. The firm uses asset-allocation tools, risk-tolerance assessments, and automated rebalancing to construct diversified portfolios across various asset classes.

Noah Pavek is a financial advisor at OSAIC with Series 63 and Series 65 credentials and four years of industry experience. His prior work includes roles at Royal Alliance Associates, Bigler Financial Services, and Follett. Additionally, he operates a sole proprietorship as a financial paraplanner, assisting advisors with risk tolerance assessments and client relationship development. OSAIC serves a diverse client base ranging from individual investors to institutional entities, offering integrated brokerage, advisory services, financial planning, and access to third-party money managers through a large network of affiliated advisors and multiple platforms. The firm utilizes advanced asset-allocation tools and supports a variety of investment vehicles, managing accounts on both discretionary and non-discretionary bases.

John Bigler is a CERTIFIED FINANCIAL PLANNER™ professional with four years of industry experience, currently affiliated with Osaic Wealth, Inc. He previously served in the United States Army and worked at Royal Alliance Associates, Inc. Additionally, he is the owner of John Bigler Financial Services LLC, an entity used to organize business operation expenses and taxes. Osaic Wealth, Inc. serves a diverse client base that includes individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services, utilizing asset-allocation tools, risk-tolerance assessments, and third-party platforms to manage portfolios across various investment vehicles.

Mitchell Allen is a financial advisor with OSAIC in Rochester, MN, holding CFP® and Series 63 designations and possessing 19 years of industry experience. Before joining OSAIC in 2018, he worked at Signator Investors, Inc. from 2016 to 2018. Outside of his advisory role, he is involved in selling collectibles online through a sole proprietorship. OSAIC serves a diverse client base that includes individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm offers a range of integrated brokerage and advisory services, utilizing asset-allocation tools, risk assessments, and automated rebalancing to manage portfolios across various asset classes.

Joshua Sirek is a financial advisor at Osaic Wealth, Inc. with 21 years of industry experience. He holds a Series 66 designation and has worked at Osaic since 2018. Prior to that, he was with Signator Investors, Inc. from 2016 to 2018. Outside of his advisory role, Sirek serves as president of the Pierce County Economic Development nonprofit, where he participates in meetings and decision-making to support local business growth. Osaic Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides integrated brokerage and investment advisory services supported by asset-allocation tools, risk-tolerance assessments, and access to third-party money managers and managed-account solutions.

Robert Mattson is a financial advisor at Osaic with 19 years of industry experience. He holds a Series 66 license and has worked previously at LPL Financial, Diversified Financial Advisory Group, and FSC Securities Corporation. Mattson is also the owner and president of Diversified Financial Group Inc. Osaic Wealth, Inc. serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm provides integrated brokerage and advisory services supported by a range of asset-allocation tools, third-party money managers, and both discretionary and non-discretionary portfolio management options.

David Thieke is a financial advisor at OSAIC with 27 years of industry experience. He holds a Series 63 designation and has worked at OSAIC since 2018, previously spending two years with Signator Investors and over two decades with Advanced Financial. Outside of finance, he owns and operates a small kennel where he trains and raises bird dogs. OSAIC serves a diverse client base including individual and institutional investors, offering brokerage and advisory services through a large network of affiliated financial advisors. The firm employs asset-allocation tools, risk-tolerance assessments, and automated rebalancing to manage portfolios that may include a wide range of investment vehicles.

Jeffrey Bigler is a financial advisor with OSAIC based in Rochester, MN, holding the ChFC® and Series 63 designations with 38 years of industry experience. He has held roles at Royal Alliance Associates, Signator Investors, Advanced Financial Consultants, and JADCO, among others. Outside of his advisory work, Bigler serves as a board member of The Chris Norton Foundation and the Diocese of Winona Rochester, and he is treasurer of the Fortuniare Foundation. OSAIC serves a diverse client base including individual and high-net-worth investors, pension plans, corporations, and charitable organizations through a wide network of affiliated advisers. The firm offers integrated brokerage and advisory services with portfolio management supported by asset-allocation tools, third-party money managers, and program platforms.

Lisa Doherty is a financial advisor with Osaic Wealth, Inc. She holds Series 63 and Series 66 licenses and has 26 years of industry experience. Her prior roles include positions at Royal Alliance Associates and Signator Investors. In addition to her advisory work, she serves as Senior OSJ Branch Manager and Director of Securities Operations for Securities Support Unit, LLP, overseeing branch securities training and compliance. Osaic Wealth, Inc. serves a broad range of retail and institutional clients through a large network of affiliated advisers and multiple platforms. The firm provides integrated brokerage and advisory services, employing asset-allocation tools and third-party managers to build portfolios across various investment types.

Trina Urban is a financial advisor with OSAIC based in Rochester, MN, holding a Series 63 designation and bringing 30 years of industry experience. She has worked at Royal Alliance Associates, Inc. since 2018 and previously with Signator Investors, Inc., Advanced Financial Consultants, and Bigler Financial Services. Urban serves on the board of Ironwood Springs Christian Ranch, a nonprofit organization, where she contributes to governance and volunteer efforts. OSAIC serves a diverse client base including individual, high-net-worth, institutional, and corporate investors through a broad network of affiliated advisers. The firm offers integrated brokerage and advisory services with a focus on asset allocation, risk management, and access to various managed account platforms and third-party investment solutions.

Ryan Ledebuhr is a financial advisor with OSAIC based in Rochester, MN, holding a Series 66 designation and three years of industry experience. Prior to his current role, he spent nine years at Mayo Clinic and has experience with Advanced Financial Consultants and Carter Insurance Inc. He also creates social media content for Collective Financial Group's LinkedIn page. OSAIC serves a diverse range of retail and institutional clients through an extensive network of affiliated advisors, offering integrated brokerage, advisory, and planning services. The firm employs various asset-allocation tools and supports both discretionary and non-discretionary accounts, with access to multiple third-party money managers and investment platforms.

Kyle Voelz is a financial advisor with OSAIC in Rochester, MN, holding a Series 63 designation and over 20 years of industry experience. He previously worked at Signator Investors, Inc., and has engaged in business activities including ownership of Voelz Investment Professionals and serving as an Investment Advisor Representative for multiple DBAs. OSAIC serves a diverse client base including individual and institutional investors, offering integrated brokerage and advisory services through a large network of affiliated advisors and multiple investment platforms. The firm utilizes a range of tools and third-party services to construct and manage portfolios across various asset classes on both discretionary and non-discretionary bases.

Daniel Charlesworth is a Series 63-licensed financial advisor with 13 years of industry experience. He has worked at OSAIC since 2018 and previously spent two years at Signator Investors, Inc. Charlesworth is also a senior manager and partner of The Alpha Team LLC, a business focused on expense sharing, staff management, and acquiring books of business. OSAIC Wealth, Inc. serves a broad client base including individual and high-net-worth investors, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides integrated brokerage and investment advisory services through a large network of advisors, utilizing asset-allocation tools, risk-tolerance questionnaires, and third-party manager platforms to construct diversified portfolios across various asset classes.

Jacquelyn Notermann is a financial advisor at OSAIC with 13 years of industry experience. She holds a Series 66 designation and has worked previously at Royal Alliance Associates, Inc. and Signator Investors, Inc. Notermann is involved in 401(k) research and model development through her roles with Advanced Financial Consultants and Bigler Financial Services. OSAIC serves a diverse range of clients, including individual investors, pension plans, corporations, and charitable organizations, offering integrated brokerage, advisory services, financial planning, and access to third-party money managers. The firm utilizes asset-allocation tools, risk-tolerance assessments, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs, and alternative investments.