San Jose, CA 1625 The Alameda Office
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OSAIC
Institution
Firm-wide stats for OSAIC
About
Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform that supports individual investors (including high‑net‑worth and non‑HNW households), retirement plan sponsors and participants, charities, and corporate clients. It offers both brokerage and advisory services across a range of programs — including comprehensive financial planning, advisor‑managed wrap and non‑wrap portfolios, Unified Managed Accounts, third‑party money manager programs, and retirement plan consulting — many of which are delivered through affiliated broker‑dealer and RIA relationships.
The firm’s investment process emphasizes model‑based asset allocation and portfolio optimization supported by risk‑tolerance questionnaires, efficient frontier analysis, and rebalancing tools; advisors can implement discretionary UMA or advisor‑managed strategies, impose client restrictions, or select third‑party managers and proprietary “Enterprise Strategist” models. Osaic also maintains multiple custodial and legacy program arrangements (including accounts transitioned from earlier mergers), and makes alternative investments available via third‑party platforms that perform initial and ongoing due diligence.
Compared with peers, Osaic is notable for its scale and recent consolidation activity, its complex affiliate network (broker‑dealer, asset managers, insurance and trust affiliates) and private‑equity ownership that influence its platform economics and product offerings. The firm also operates multiple lending and cash‑management programs and receives third‑party platform and revenue‑sharing arrangements — matters it discloses as potential conflicts of interest — and has had several recent regulatory disclosures and enforcement matters that led to enhanced controls and independent reviews.
Based on OSAIC
Location
1625 The Alameda, Suite #206
San Jose CA 95126
Advisors at this office
3
Advisors at this office
Antonio P
Series 66
San Jose, CA
OSAIC
Antonio Posada is a financial advisor at Osaic Wealth based in San Jose, California, holding a Series 66 designation with 11 years of industry experience. His prior roles include positions at Arbor Point Advisors and Securities America Advisors. Outside of his advisory work, he manages a small life insurance and annuity business. Osaic Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients, offering both brokerage and advisory services through a multi-advisor platform. The firm’s investment approach centers on model-based asset allocation and portfolio optimization with discretionary and third-party managed options.
Ann S
Series 63
San Jose, CA
OSAIC
Ann Sheehan is a financial advisor with Osaic Wealth, holding a Series 63 designation and bringing 48 years of industry experience. Before joining Osaic in 2024, she worked at Securities America Advisors and Foothill Securities, among other firms. She is also the owner of a tax preparation and planning business and serves as vice president of the FAMA Foundation, a charitable organization. Osaic Wealth serves a diverse client base, including individual investors, retirement plans, charities, and corporate clients, offering comprehensive financial planning and investment management through a multi-advisor platform. The firm’s investment approach utilizes model-based asset allocation, portfolio optimization, and a range of managed portfolio programs supported by various custodial and advisory relationships.
Paul P
CFP®, Series 63, Series 65
San Jose, CA
OSAIC
Paul Podrid is a CFP® professional with over 40 years of experience in the financial services industry. He is currently with OSAIC and has held positions at Securities America Advisors, Foothill Securities, and Morgan Lev Financial Corp, where he also owns a tax planning and preparation business. Based in San Jose, CA, his career spans multiple decades and includes both advisory and tax services. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients. The firm offers comprehensive financial planning and advisor-managed portfolios, utilizing a model-based investment approach supported by technology tools and a broad platform of brokerage and advisory programs.
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