Tulsa, OK S. Yale Street Office

Team
Updated today
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OSAIC

Institution

Firm-wide stats for OSAIC

Total advisors

7,830

Across 3,558 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Osaic Wealth, Inc. serves a broad mix of retail and institutional clients — including individual and high‑net‑worth investors, pension and profit‑sharing plans, corporations, and charitable organizations — through a large network of affiliated financial advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, retirement plan consulting, unified managed accounts, advisor‑managed portfolios, and access to third‑party money managers and wrap programs.

The firm’s advisers use firm‑provided asset‑allocation tools, risk‑tolerance questionnaires, efficient‑frontier analysis, and automated rebalancing to construct portfolios that may include stocks, bonds, options, mutual funds, ETFs and alternative investments; accounts can be managed on either a discretionary or non‑discretionary basis and clients may impose reasonable investment restrictions. Osaic also supports legacy platform programs and transitions (including accounts transferred from prior mergers) and makes available third‑party services such as Envestnet and SEI for model and managed‑account solutions.

What is noteworthy about Osaic relative to many peers is its complex corporate and platform footprint — including multiple mergers that consolidated broker‑dealer and RIA businesses, significant private‑equity ownership, and an established connection to an alternative‑investment distribution platform — and its use of a variety of third‑party commercial arrangements (revenue sharing, platform payments and other referral or structuring arrangements). The firm has also disclosed multiple regulatory enforcement matters in recent years (including SEC orders and penalties) and maintains advisor recruitment and transition programs and lender‑linked services (sweep and lending arrangements and advisor loan/acceleration incentives) that create identifiable conflicts of interest which the firm discloses and says it manages.

Based on OSAIC

Expertise

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k)

Based on OSAIC

Occupation focus

Founder/Business Owner Executive

Based on OSAIC

Location

7134 S. Yale Street, Suite 430

Tulsa OK 74136

Advisors at this office

4

Advisors at this office

user avatar

James R

Series 63, Series 65

Tulsa, OK

OSAIC

James Ryan is a financial advisor at Osaic Wealth with 37 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Penn Mutual and Hornor, Townsend & Kent for 22 years each. He is also the owner of Ryan Capital Group LLC, an insurance sales and service business. Osaic Wealth serves a broad range of retail and institutional clients through a large network of affiliated advisers and multiple advisory platforms. The firm offers integrated brokerage and investment advisory services, financial planning, and access to third-party money managers, using various tools and strategies to construct diversified portfolios.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Randy C

CFP®, Series 63, Series 65

Tulsa, OK

OSAIC

Randy Cowell is a financial advisor at Osaic Wealth, Inc. with 39 years of industry experience. He holds the CFP® designation along with Series 63 and 65 licenses. Prior to joining Osaic in 2025, he worked for Hornor Townsend and Kent LLC for 26 years and has been associated with PMES since 1987. He serves on the Board of Directors for Western Sun Federal Credit Union and is an author of educational publications. Osaic Wealth, Inc. provides investment advisory and brokerage services to a wide range of clients, including individuals, high-net-worth investors, pension plans, corporations, and charitable organizations. The firm utilizes various advisory platforms and asset-allocation tools, offering both discretionary and non-discretionary portfolio management, with access to third-party money managers and wrap programs.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Justin C

Series 66

Tulsa, OK

OSAIC

Justin Cowell is a financial advisor at Osaic with 11 years of industry experience. He previously worked at Hornor Townsend & Kent Inc and Penn Mutual Life Insurance Co for ten years each. He is also involved as an instructor for the Power of Zero educational program, conducting free workshops. Osaic Wealth, Inc. serves a diverse clientele including individual and high-net-worth investors, pension plans, corporations, and charitable organizations. The firm offers a broad range of financial services through a large network of advisers, employing asset-allocation tools and third-party platforms to manage portfolios that include stocks, bonds, mutual funds, ETFs, and alternative investments.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
user avatar

Kent T

ChFC®, Series 63, Series 65

Tulsa, OK

OSAIC

Kent Thiessen is a financial advisor with Osaic Wealth, Inc. based in Tulsa, OK, holding the ChFC® designation and Series 63 and 65 licenses. He has 17 years of industry experience, including 16 years with Penn Mutual Life Insurance Company and Hornor Townsend & Kent Inc. Outside of his advisory role, he serves as Chief Investment Officer and partner at Act Wealth Strategies LLC and participates in the Power of Zero education program, offering free workshops using its curriculum. Osaic Wealth, Inc. serves a diverse client base including individual investors, pension and profit-sharing plans, corporations, and charitable organizations through a broad network of advisers. The firm provides integrated brokerage and advisory services with asset allocation tools, risk tolerance assessments, and access to third-party money managers and model account solutions.

Annuities Wealth management Tax-loss harvesting Private / alternative investments Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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