Vienna, VA Westwood Center Drive Office

Team
Updated today
OSAIC logo

OSAIC

Institution

Firm-wide stats for OSAIC

Total advisors

7,847

Across 3,554 offices

Clients per advisor

73 Low

Avg AUM per client

$398,336 Typical

HNW client ratio

10% Low

About

Osaic Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform that supports individual investors (including high‑net‑worth and non‑HNW households), retirement plan sponsors and participants, charities, and corporate clients. It offers both brokerage and advisory services across a range of programs — including comprehensive financial planning, advisor‑managed wrap and non‑wrap portfolios, Unified Managed Accounts, third‑party money manager programs, and retirement plan consulting — many of which are delivered through affiliated broker‑dealer and RIA relationships.

The firm’s investment process emphasizes model‑based asset allocation and portfolio optimization supported by risk‑tolerance questionnaires, efficient frontier analysis, and rebalancing tools; advisors can implement discretionary UMA or advisor‑managed strategies, impose client restrictions, or select third‑party managers and proprietary “Enterprise Strategist” models. Osaic also maintains multiple custodial and legacy program arrangements (including accounts transitioned from earlier mergers), and makes alternative investments available via third‑party platforms that perform initial and ongoing due diligence.

Compared with peers, Osaic is notable for its scale and recent consolidation activity, its complex affiliate network (broker‑dealer, asset managers, insurance and trust affiliates) and private‑equity ownership that influence its platform economics and product offerings. The firm also operates multiple lending and cash‑management programs and receives third‑party platform and revenue‑sharing arrangements — matters it discloses as potential conflicts of interest — and has had several recent regulatory disclosures and enforcement matters that led to enhanced controls and independent reviews.

Based on OSAIC

Expertise

Annuities Private / alternative investments

Based on OSAIC

Location

8607 Westwood Center Drive, 3rd Floor

Vienna VA 22182

Advisors at this office

7

Advisors at this office

user avatar

Keith B

Series 63, Series 65

Vienna, VA

OSAIC

Keith Brockman is a financial advisor at OSAIC with 30 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Royal Alliance Associates, Inc. and Signator Investors, Inc. His other business activities include managing an insurance brokerage and serving as a financial advisor with Signature Financial Partners, LLC. OSAIC Wealth serves a diverse client base, including retail and institutional investors, offering a range of advisory and brokerage services with a focus on model-based asset allocation and portfolio optimization through a multi-advisor platform.

Annuities Private / alternative investments
user avatar

Anton H

Series 63, Series 66

Vienna, VA

OSAIC

Anton Hammock Jr. is a financial advisor at OSAIC with 25 years of industry experience. He holds Series 63 and Series 66 designations. Prior to joining OSAIC in 2018, he worked at John Hancock for 19 years. Outside of his advisory role, he is involved as an insurance broker specializing in life, annuities, long-term care, disability insurance, and as a financial advisor with Signature Financial Partners, LLC. OSAIC Wealth serves a wide range of clients, including individual investors, retirement plans, charities, and corporate clients, through a multi-advisor platform offering both brokerage and advisory services. The firm uses a model-based investment process with a strong emphasis on asset allocation, portfolio optimization, and a variety of managed account programs.

Annuities Private / alternative investments
user avatar

Harris A

Series 63, Series 65

Vienna, VA

OSAIC

Harris Adams is a financial advisor at OSAIC with 29 years of industry experience. He holds the Series 63 and Series 65 credentials and has worked at firms including Royal Alliance Associates, Jhfn Sii, Mass Mutual Investors Services, and Signator Investors. In addition to his advisory role, he is also involved in insurance brokerage, focusing on life, annuities, long-term care, disability, and health insurance. OSAIC serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients. The firm offers a range of brokerage and advisory services through a multi-advisor platform, emphasizing model-based asset allocation and portfolio optimization supported by various investment tools and strategies.

Annuities Private / alternative investments
user avatar

Faisal S

CFP®, Series 66

Vienna, VA

OSAIC

Faisal Syed Haq is a CFP® and Series 66 licensed financial advisor with 26 years of industry experience. He is currently with OSAIC Wealth, Inc, having previously worked at Royal Alliance Associates, Inc. and Signator Investment Inc. Haq also holds a role as Financial Advisor at Signature Financial Partners, LLC, where he provides investment management and financial planning services. OSAIC Wealth serves a diverse client base including individual investors, retirement plan sponsors, charities, and corporate clients through a multi-advisor platform. The firm offers both brokerage and advisory services with a focus on model-based asset allocation and portfolio optimization using various tools and strategies.

Annuities Private / alternative investments
user avatar

Brian K

CFP®, Series 63, Series 65

Vienna, VA

OSAIC

Brian Kurrus is a CFP® professional with 23 years of industry experience, currently affiliated with OSAIC. He has worked at Royal Alliance Associates, Inc. since 2018 and previously spent 16 years at SII/John Hancock. He also conducts financial planning presentations for federal employees. OSAIC serves a diverse range of retail and institutional clients using a multi-advisor platform offering brokerage and advisory services, including comprehensive financial planning and retirement plan consulting. The firm employs a model-based investment process with portfolio optimization tools and supports a variety of account strategies through an extensive affiliate network.

Annuities Private / alternative investments
user avatar

Daryl B

Series 63, Series 65

Vienna, VA

OSAIC

Daryl Brockman is a financial advisor at OSAIC with 37 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at John Hancock Life Insurance Company and Signator Investors, Inc. Brockman is also President and CEO of Signature Financial Partners, LLC. OSAIC Wealth serves a broad mix of retail and institutional clients through a multi-advisor platform offering brokerage and advisory services, including comprehensive financial planning, model-based asset allocation, and third-party money manager programs. The firm is notable for its scale, complex affiliate network, and private-equity ownership.

Annuities Private / alternative investments
user avatar

Kevin H

Series 63, Series 65

Vienna, VA

OSAIC

Kevin Hutto is a financial advisor with OSAIC based in Vienna, VA, holding Series 63 and Series 65 licenses and having 34 years of industry experience. He has worked at Royal Alliance Associates, Inc. since 2018 and previously spent 26 years at Signator Investors, Inc. Hutto serves as chair of the Finance Committee for the Town of Clifton, Virginia, a community volunteer role focused on recommending fiscal policies and budgeting procedures. OSAIC Wealth serves a diverse client base including retail, institutional, retirement plan sponsors, charities, and corporate clients, offering brokerage and advisory services through a multi-advisor platform. The firm emphasizes model-based asset allocation, portfolio optimization, and offers a range of managed account programs supported by third-party managers and proprietary models.

Annuities Private / alternative investments
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