Ostrofe Financial Consultants Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$363,315,000
Clients
557
Advisors
3
across 2 offices
About
Ostrofe Financial Consultants, Inc. provides comprehensive financial planning, consulting and discretionary investment management to a range of clients including individual households, pension and profit-sharing plans, trusts, estates, charitable institutions and businesses. The firm manages roughly $386 million in client assets and offers modular planning options (for example, retirement income, education financing, estate and insurance plans) as well as full financial plans.
The firm’s process begins with an initial interview and data-gathering to establish goals and risk tolerance, then emphasizes asset allocation as the primary implementation strategy, with portfolios diversified across individual equities, ETFs/ETNs, mutual funds, corporate and municipal debt, U.S. government securities and cash equivalents and rebalanced on a discretionary basis. Ostrofe states a long-term perspective with an emphasis on absolute return, permits client-imposed investment restrictions, and typically includes financial planning as part of ongoing advisory services while billing hourly if the scope of planning exceeds the standard engagement.
Notably, several of the firm’s advisors are dually registered as broker‑dealer registered representatives and are licensed insurance agents, a combination the brochure highlights as creating potential conflicts of interest and for which the firm discloses mitigation steps and client options to implement recommendations elsewhere. The firm also relies on LPL Financial’s custody, trading platform and business-support services—including historical transition assistance and platform-based trading arrangements—which the brochure identifies as a significant feature of its operational and supervisory framework.
Client services
Expertise
Fee options
$0 - $999,999: 1.25% $1,000,000+: 1.00%
Hourly fees for certain financial planning services that require additional scope beyond typical financial planning; hourly fee schedule provided before engagement.
Main office
See office420 Sierra College Drive, Suite 200
Grass Valley CA 95945
Advisors at this office
2
Offices (2)
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Frederick F
CFP®, Series 63, Series 65
Grass Valley, CA
Ostrofe Financial Consultants Inc
Frederick Fisher is a Certified Financial Planner® with 27 years of experience in the financial services industry. He has worked at Ostrofe Financial Consultants Inc since 1998 and has also been affiliated with LPL Financial, LLC since 2017 and National Planning Corporation from 2000 to 2017. Fisher serves as a co-trustee for the Fisher-Lourie Trust. Ostrofe Financial Consultants, Inc. provides comprehensive financial planning, consulting, and discretionary investment management to a diverse client base, including individuals, pension plans, trusts, and charitable institutions. The firm emphasizes a long-term investment approach focused on asset allocation and absolute return, managing approximately $386 million in client assets.
Seth L
CFP®, Series 66
Grass Valley, CA
Ostrofe Financial Consultants Inc
Seth Leishman is a CFP® with 17 years of industry experience and is affiliated with Ostrofe Financial Consultants Inc in Grass Valley, CA. He previously worked at LPL Financial from 2017 to the present and at National Planning Corporation from 2016 to 2017. Outside of his advisory role, Leishman is a CPA and provides tax planning and preparation services, and he serves as a board member for the Nevada City School District. Ostrofe Financial Consultants offers financial planning, consulting, and discretionary investment management for individuals, institutions, and businesses. The firm emphasizes asset allocation with diversified portfolios managed on a discretionary basis and integrates financial planning into ongoing advisory services.
Nathan L
CFA®, Series 66
Grass Valley, CA
Ostrofe Financial Consultants Inc
Nathan Leishman is a CFA® charterholder and holds the Series 66 designation. He has seven years of industry experience, currently serving as a financial advisor with Ostrofe Financial Consultants, Inc. since 2017 and also with LPL Financial since 2018. Prior to this, he worked at Westwood Global Investments, LLC from 2010 to 2017. Ostrofe Financial Consultants, Inc. provides comprehensive financial planning, consulting, and discretionary investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable institutions, and businesses. The firm emphasizes asset allocation with diversified portfolios and incorporates financial planning as part of ongoing advisory services.
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