Oswego Private Wealth Management

Oswego Private Wealth Management provides ongoing discretionary investment management, wealth planning, and business transition services to high‑net‑worth individuals, employer‑sponsored retirement plans, trusts, estates, charitable organizations, and business entities. The firm tailors portfolios and planning recommendations to clients’ stated goals and time horizons and may incorporate third‑party managed account programs or subadvisors as part of a client’s solution.

Portfolios are managed on a discretionary basis using fundamental and cyclical analysis and typically include mutual funds, ETFs, and, when appropriate, separate account subadvisors; accounts are reviewed at least annually with more frequent monitoring and quarterly reporting from custodians. The firm relies on a custodial investment platform for trade execution, access to institutional managers, and administrative services, and monitors subadvisor performance and alignment with client objectives.

Compared with many peers, the firm operates under a single managing member/sole‑owner structure while overseeing roughly 57 client relationships and about $60–61 million in assets, and it offers atypical services for a firm of its size such as a defined six‑month business transition engagement and personal Chief Financial Officer coordination with outside professionals. The firm also makes referrals to third‑party money managers and receives ongoing referral compensation and platform benefits from its custodian — arrangements disclosed in its brochure and identified as conflicts that the firm says it manages.