A complete list of active advisors currently associated with Overflow Financial

Warmer can help you find a great advisor at Overflow Financial or one who fits your needs even better.

OverFlow Financial LLC provides portfolio management and financial planning services to individual clients. The firm prepares a written Investment Policy Statement for each client and generally limits its investment recommendations to mutual funds, fixed income securities, equities, ETFs, Treasury inflation-protected securities, and insurance products including annuities. The firm’s investment process emphasizes fundamental analysis and a long-term trading approach, with portfolio decisions guided by client-specific Investment Policy Statements and periodic monitoring; the firm does not accept investment discretion over client accounts. OverFlow states it seeks fair and equitable allocation of investment opportunities across accounts, acts as a fiduciary for retirement accounts, and relies on custodial statements for client reporting. Noteworthy aspects include an affiliation between the firm’s principal and the insurance industry—the principal is a licensed insurance agent with Ash Brokerage—which the brochure discloses as a potential conflict when insurance or annuity products are recommended and describes procedures to disclose and periodically review such recommendations. The firm is newly formed with a single management person, currently reports no assets under management or client accounts, and delivers financial planning primarily as a one-time engagement unless clients request additional services.

To learn more about the advisors currently working at Overflow Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.