Ox Lux Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Ox Lux Advisory LLC provides advisory services to individuals, high‑net‑worth individuals, and charitable organizations, offering both financial planning and ongoing portfolio management for individual accounts. The firm prepares a written Investment Policy Statement for each client and can provide discretionary or non‑discretionary management tailored to client goals, time horizons, and risk tolerance.
Ox Lux employs a mix of modern portfolio theory, quantitative analysis, and technical analysis and uses a range of strategies including long‑ and short‑term trading, margin, and options where appropriate. The firm emphasizes tailored plans and regular monitoring, conducting at least monthly reviews of client accounts and delivering monthly custodian statements and quarterly written reports.
Compared with peers in its regulatory category, Ox Lux is notable for offering financial planning and individualized portfolio management despite being newly formed and reporting no assets or active advisors at this time — services that are statistically uncommon for firms without active registered advisors. It also does not act as a private‑fund adviser, does not utilize third‑party sub‑advisers, and requires clients to use a specific custodian (Altruist), while declining to aggregate block trades for multiple accounts.
Client services
Expertise
Fee options
$0+: up to 0.90% for diversified portfolios $0+: up to 1.80% for concentrated, active portfolios
Main office
Chester VT
Advisors at this office
1
Most active in
Texas · Vermont
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)