Oxford Martin, LLC

Oxford Martin serves individual and high-net-worth clients, offering discretionary investment management alongside standalone financial planning and consulting engagements. The firm charges asset-based advisory fees for managed accounts and provides project or consultation-based planning separate from portfolio services.

The investment approach is customized to each client’s goals and typically emphasizes portfolios built primarily from individual stocks, supplemented with low-cost mutual funds, ETFs, and bonds as appropriate; the firm uses fundamental, technical, and cyclical analysis and generally follows a long-term orientation while permitting shorter-term trades when circumstances warrant. Portfolios are implemented and monitored on a discretionary basis, and the advisor may retain legacy holdings or accept reasonable client-imposed restrictions for tax or suitability reasons.

Noteworthy features include its relatively small scale—roughly $25 million in discretionary assets serving a modest client roster—and an institutional custody relationship that supplies platform technology and support; the firm also maintains standing transfer authorization arrangements that create limited custody under regulatory rules. The firm allows supervised persons to trade in the same securities recommended to clients but documents conflict-mitigation measures in a Code of Ethics and through supervisory reviews.