Rye Brook, NY Office

Oxler Private Wealth is an SEC-registered, team-based adviser serving individuals (including high-net-worth clients), pension and profit-sharing plans, charitable organizations and corporate clients; the firm reports managing roughly $578 million for about 111 clients with four advisors and operates across five offices. Its service offering includes discretionary and non-discretionary portfolio management, financial planning, pension consulting, selection and oversight of independent third‑party managers and recommendations of insurance and alternative investments.

The firm tailors portfolios to clients’ stated objectives and risk tolerances and employs a mix of analytical approaches — including fundamental, technical and charting analysis — with strategies that range from long- and short-term trading to options, derivatives and, where appropriate, digital assets. Oxler also engages Turn-Key Asset Management Programs (TAMPs) and independent managers for portions of client portfolios and conducts ongoing monitoring and periodic reviews of those managers alongside its own advisory oversight.

Notable differences from many peers include maintaining five or more offices and disclosing the use of endorsements and client testimonials in its advertising. Oxler also recommends specific cash-management products (such as the Stone Castle offering, for which it may receive compensation) and routinely directs custody and brokerage to Pershing via an institutional platform — operational arrangements and compensation relationships the firm discloses and that can create conflicts of interest distinct from many similarly sized team firms.