Oxley Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides financial planning and investment consulting to individual and high‑net‑worth clients through a single‑advisor practice serving a small client base (about 45 clients). It does not directly manage or custody client assets, reporting $0 in AUM while advising on roughly $25.25 million placed with third‑party managers.
After gathering financial information and documenting goals, the firm delivers written plans (typically within 30 days) and recommends unaffiliated third‑party managers (TPMs) to implement investment strategies, then monitors TPM performance and acts as liaison rather than executing trades or exercising trading discretion. Compensation comes from hourly or fixed planning fees and from referral arrangements with TPMs (for example, CLS Investments, Gradient Investments, and USA Financial Portformulas) rather than from charging its own percentage‑of‑assets or performance‑based fees.
A distinctive aspect of the firm is its affiliation with an insurance practice: the principal is a licensed insurance agent who spends a substantial portion of time selling insurance products and may earn commissions, a relationship the brochure discloses as a potential conflict of interest. Compared with peers, the firm is notable for operating as a small, TPM‑centric advisory practice that emphasizes consulting and manager selection/monitoring over direct portfolio management and asset custody.
Client services
Expertise
Fee options
Fixed fee between $1,200 and $1,500 for financial planning services
$0 - $50,000: 1.25% to 2.00% depending on strategy $50,001 - $500,000: 1.25% to 1.85% depending on strategy $500,001 - $1,000,000: 1.25% to 1.80% depending on strategy $1,000,001+: 1.25% to 1.75% depending on strategy
Insurance commissions earned by John Oxley on insurance products
Hourly fee of $200 per hour for financial planning services
Minimum fee: $1,200 to $1,500 for financial planning services Fee-only: Hourly fee of $200 per hour or fixed fee between $1,200 and $1,500 for financial planning
Main office
3305 Bay Shore Road, Unit 11
North Cape May NJ 08204
Advisors at this office
1
Most active in
New Jersey · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")