OZ Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
OZ Wealth Management LLC provides discretionary asset management to individual clients, high-net-worth individuals, and small business owners, managing roughly $38 million in discretionary assets across about 31 client relationships. The firm constructs portfolios primarily with exchange-traded funds, mutual funds, individual bonds and equities, and publicly traded REITs and does not participate in wrap fee programs.
The firm’s investment approach is grounded in Modern Portfolio Theory and is supplemented by fundamental and technical analysis, emphasizing long-term investing with periodic rebalancing and customized strategies such as buy-and-hold, growth, and value. Accounts are managed on a discretionary basis, reviewed at least quarterly, and subject to additional reviews when market moves of approximately 8–10% occur.
A noteworthy aspect of the firm is that it operates as an insurance agency and its principal is a licensed insurance producer (insurance activity comprises less than 10% of the principal’s time), which creates the potential for commission-based conflicts of interest that the brochure discloses and says are mitigated by fiduciary obligations and client choice. The firm also requires custody at Charles Schwab or Altruist and participates in their institutional programs, receiving in-kind benefits such as research, block-trading access, and the ability to have advisory fees deducted directly from client accounts.
Client services
Expertise
Occupation focus
Fee options
$1 - $1,000,000: 0.85% annually $1,000,000 - $2,000,000: 0.80% annually $2,000,000 - $4,000,000: 0.75% annually $4,000,000 - $6,000,000: 0.70% annually $6,000,000 - $8,000,000: 0.65% annually $8,000,000+: 0.60% annually
Insurance products sold by the firm's principal produce commissions separate from advisory fees.
Account minimum: $100,000 for standard accounts, $50,000 for retirement accounts (may be waived at discretion) Fee-only: Advisory fees paid monthly in arrears as percentage of assets under management, negotiable at firm's discretion, payable by direct deduction from client accounts only.
Main office
530 Technology Drive, Suite 100
Irvine CA 92618
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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