P.A. Schopen & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
P.A. Schopen & Associates, LLC provides discretionary portfolio management primarily to individual and high‑net‑worth clients, overseeing about $54.7 million across roughly 93 accounts. The firm prepares an Investment Policy Statement for each client and advises on asset allocation and security selection using mutual funds, ETFs, equities, fixed income and real‑estate funds.
Its investment approach is a hybrid blend of actively managed mutual funds and passive ETFs guided by Modern Portfolio Theory and tailored to each client’s risk tolerance and time horizon, with ongoing monitoring and periodic rebalancing. The firm employs multiple methods of analysis — including fundamental, quantitative, technical, charting and cyclical techniques — and may use tools such as trailing stop‑loss orders and model allocations to implement portfolios.
Notably, the firm discloses and implements several complex or emerging strategies that exceed what many peers disclose, including direct indexing, structured notes, buffer and leveraged/inverse ETFs, and potential cryptocurrency exposure, as well as assistance in seeking securities‑backed lines of credit. It manages client assets exclusively in‑house (not via third‑party managers) and explicitly discloses use of AI tools (including recording/transcription of client meetings with an opt‑out option) and related risks such as political, AI and cybersecurity considerations.
Client services
Expertise
Fee options
$500,000 - $1,000,000: 1.25% $1,000,001+: 1.00%
Account minimum: $500,000 Fee-only: Annual fees of 1.25% for $500,000 - $1,000,000 and 1.00% for over $1,000,000; fees are negotiable within this range.
Main office
14143 Denver West Blvd., Suite 100
Golden CO 80401
Advisors at this office
2
Most active in
Colorado · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Peter H
Series 63, Series 65
Golden, CO
P.A. Schopen & Associates, LLC
Peter Huffman is a financial advisor at P.A. Schopen & Associates, LLC with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Raymond James Financial Services and Evergreen Investing prior to joining his current firm. P.A. Schopen & Associates provides portfolio management and advisory services primarily to individual and high-net-worth clients, using a combination of discretionary and non-discretionary management tailored to client objectives. The firm employs a hybrid investment approach that integrates actively managed mutual funds and passive ETFs, and it manages client assets in-house while utilizing a broad range of products and strategies, including structured notes and cryptocurrency exposure.
Peter S
Series 63, Series 65
Golden, CO
P.A. Schopen & Associates, LLC
Peter Schopen is a financial advisor at P.A. Schopen & Associates, LLC with 36 years of industry experience. He holds the Series 63 and Series 65 credentials and has worked at Raymond James Financial and Evergreen Investing, LLC prior to his current role. P.A. Schopen & Associates provides portfolio management and advisory services primarily to individual and high-net-worth clients, offering both discretionary and non-discretionary management tailored to client objectives. The firm combines modern portfolio theory with fundamental, technical, quantitative, and cyclical analysis, using a mix of actively managed mutual funds and passive ETFs, and manages client assets in-house with a broader set of products and strategies than many peer firms.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")