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P.A. Schopen & Associates, LLC

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Client assets under management

$54,675,321

Clients

93

18% high-net-worth

Advisors

2

of 2 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

More info

Clients per advisor

47

Typical

Average account size

$587,907

About

P.A. Schopen & Associates, LLC provides discretionary portfolio management primarily to individual and high‑net‑worth clients, overseeing about $54.7 million across roughly 93 accounts. The firm prepares an Investment Policy Statement for each client and advises on asset allocation and security selection using mutual funds, ETFs, equities, fixed income and real‑estate funds.

Its investment approach is a hybrid blend of actively managed mutual funds and passive ETFs guided by Modern Portfolio Theory and tailored to each client’s risk tolerance and time horizon, with ongoing monitoring and periodic rebalancing. The firm employs multiple methods of analysis — including fundamental, quantitative, technical, charting and cyclical techniques — and may use tools such as trailing stop‑loss orders and model allocations to implement portfolios.

Notably, the firm discloses and implements several complex or emerging strategies that exceed what many peers disclose, including direct indexing, structured notes, buffer and leveraged/inverse ETFs, and potential cryptocurrency exposure, as well as assistance in seeking securities‑backed lines of credit. It manages client assets exclusively in‑house (not via third‑party managers) and explicitly discloses use of AI tools (including recording/transcription of client meetings with an opt‑out option) and related risks such as political, AI and cybersecurity considerations.

Client services

Portfolio management

Expertise

Tax-loss harvesting Passive / index investing Active portfolio management Real estate investing

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Fee options

Percentage

$500,000 - $1,000,000: 1.25% $1,000,001+: 1.00%

Other

Account minimum: $500,000 Fee-only: Annual fees of 1.25% for $500,000 - $1,000,000 and 1.00% for over $1,000,000; fees are negotiable within this range.

Main office location

P.A. Schopen & Associates, LLC

14143 Denver West Blvd., Suite 100

Golden CO 80401, United States

Number of offices

1

Most active in

More info

Colorado · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

(303)-986-3734

Advisors at this firm

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user avatar

Peter H

Series 63, Series 65

Golden, CO

P.A. Schopen & Associates, LLC

Peter Huffman is a financial advisor at P.A. Schopen & Associates, LLC with 41 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Raymond James Financial Services and Evergreen Investing prior to joining his current firm. P.A. Schopen & Associates provides portfolio management and advisory services primarily to individual and high-net-worth clients, using a combination of discretionary and non-discretionary management tailored to client objectives. The firm employs a hybrid investment approach that integrates actively managed mutual funds and passive ETFs, and it manages client assets in-house while utilizing a broad range of products and strategies, including structured notes and cryptocurrency exposure.

Tax-loss harvesting Passive / index investing Active portfolio management Real estate investing
user avatar

Peter S

Series 63, Series 65

Golden, CO

P.A. Schopen & Associates, LLC

Peter Schopen is a financial advisor at P.A. Schopen & Associates, LLC with 36 years of industry experience. He holds the Series 63 and Series 65 credentials and has worked at Raymond James Financial and Evergreen Investing, LLC prior to his current role. P.A. Schopen & Associates provides portfolio management and advisory services primarily to individual and high-net-worth clients, offering both discretionary and non-discretionary management tailored to client objectives. The firm combines modern portfolio theory with fundamental, technical, quantitative, and cyclical analysis, using a mix of actively managed mutual funds and passive ETFs, and manages client assets in-house with a broader set of products and strategies than many peer firms.

Tax-loss harvesting Passive / index investing Active portfolio management Real estate investing
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