Pacifica Partners Capital Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pacifica Partners Capital Management provides discretionary and non‑discretionary portfolio management, sub‑advisory services, and portfolio supervisory reviews to a mix of individual clients (including both non‑high‑net‑worth and high‑net‑worth individuals), corporations, and a pooled investment vehicle. The firm also offers financial planning and consulting services and requires minimum account sizes in the range disclosed in its advisory agreements.
Investment decisions are guided by a client-specific Investment Policy Statement and implemented through a multi‑method security analysis that blends charting, quantitative and qualitative analysis, technical and cyclical approaches, and tactical asset allocation. Portfolios may be managed with a value bias tempered by momentum and growth considerations, and clients can opt into Responsible Investing (ESG) strategies with attendant proxy‑voting practices.
The firm’s structure and regulatory footprint are notable: it operates under a parent entity with a separate U.S. advisory subsidiary and manages assets according to domicile, reflecting a pronounced cross‑border and expatriate planning capability and a material non‑U.S. client base. Fee arrangements are presented as standardized but negotiable—primarily percentage‑of‑AUM billing with explicit provisions for alternative fixed supervisory fees and negotiated terms—and the firm discloses custody practices (including standing transfer authorizations) and management of a pooled investment vehicle.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $1,000,000 USD: 1.25% $1,000,000 USD - $2,000,000 USD: 1.00% $2,000,000 USD - $5,000,000 USD: 0.85% $5,000,000 USD+: 0.60% $0 - $1,000,000 CAD: 1.25% $1,000,000 CAD - $2,000,000 CAD: 1.00% $2,000,000 CAD - $5,000,000 CAD: 0.85% $5,000,000 CAD+: 0.60% $0 - $500,000 CAD: 1.50% $500,000 CAD - $1,000,000 CAD: 1.25% $1,000,000 CAD - $2,000,000 CAD: 1.00% $2,000,000 CAD - $5,000,000 CAD: 0.85% $5,000,000 CAD+: 0.60%
Portfolio supervisory services fees generally range between 0.05% and 0.10% of assets supervised; alternatively, fixed fees may range between $500 and $2000 per quarter
Account minimum: $150,000 USD
Most active in
California · Oregon · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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