Padovani Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm is a registered investment adviser that provides discretionary portfolio management and written financial planning services to a broad set of clients, including individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other entities. Its ADV describes ongoing portfolio oversight and rebalancing and the ability to advise across many security types, from exchange‑listed equities and fixed income to private placements, structured products and alternative investments.
The firm’s investment process is individualized and draws on fundamental, technical, cyclical and charting analysis to implement asset‑allocation strategies; it may employ long‑ and short‑term trading, options, margin and other instruments where appropriate. Accounts are monitored on a continuous basis with formal reviews at least annually, and financial plans are delivered in writing as part of the advisory offering.
The brochure highlights several features that are less common among peers: an affiliation with a licensed insurance agency and licensed insurance and mortgage activities by the firm’s principal, with the firm disclosing the potential conflicts that arise from commission‑based insurance sales. It also discloses past events including a 2015 FINRA suspension related to borrowing from a client (the loan was repaid) and a 2014 Chapter 7 bankruptcy that was discharged, and notes that standalone financial planning may be provided on either a fixed‑fee or hourly basis.
Client services
Expertise
Fee options
Negotiable fixed fee ranging from $1,000 to $10,000 for stand-alone financial planning services.
$0 - $250,000: 1.50% $250,001 - $500,000: 1.375% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Commission-based compensation earned by Associated Persons licensed as insurance agents, separate from advisory fees.
Up to $300/hour for stand-alone financial planning services.
Account minimum: $25,000
Main office
Somers NY
Advisors at this office
1
Most active in
New York
Also doing business as
Padovani Asset Management · Padovani Asset Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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