A complete list of active advisors currently associated with Palen Financial LLC
Warmer can help you find a great advisor at Palen Financial LLC or one who fits your needs even better.
Palen Financial serves individuals, high‑net‑worth individuals, and pension/profit‑sharing plans with ongoing portfolio management, retirement plan administration, and financial planning. The firm documents each relationship with a written Investment Policy Statement and offers both fixed‑fee and hourly planning services alongside discretionary investment supervision. The firm manages accounts using both long‑term and short‑term trading strategies informed by third‑party research sources such as Morningstar and Market Edge, and it typically requests discretionary authority to execute transactions. Client accounts are reviewed at least annually by the firm, and clients receive monthly account statements from the custodian. A feature that distinguishes the firm from many solo independent advisers is its inclusion of insurance products—annuities, life insurance, long‑term care and disability insurance—among the types of investments it may use and advise on as part of financial planning. The brochure also notes that clients are required to use the firm’s recommended custodian (which the firm acknowledges could affect execution options), and the firm states it does not accept outside sales compensation such as 12b‑1 fees.
To learn more about the advisors currently working at Palen Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Davenport, IA
| 27
|
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