Palm Springs Advisory LLC

Palm Springs Advisory LLC provides portfolio management and related advisory and consulting services to both U.S. and non‑U.S. individuals — including high‑net‑worth and non‑high‑net‑worth retail clients — as well as a range of institutional clients such as pension and profit‑sharing plans, foundations, endowments, estates, trusts, corporations and other business entities. Services are delivered through advisor‑managed accounts and separate consulting engagements tailored to each client’s objectives and constraints.

The firm develops individualized investment programs based on client goals, risk tolerance and liquidity needs and implements a menu of strategies that includes conservative/cash management, Treasury/zero‑coupon bond allocations, structured notes, defined‑outcome ETFs and an actively managed “Alpha Model” equity strategy that typically adds two new equity positions per month. Accounts may be managed on a discretionary or non‑discretionary basis and are custodied at qualified custodians such as Interactive Brokers or Charles Schwab.

Compared with many small independent advisers, Palm Springs maintains a principal office outside the United States and expressly serves a mix of U.S. and non‑U.S. clients, and it offers performance‑based fee arrangements (with a disclosed calculation methodology and a maximum stated rate of 20% alongside a perpetual high‑water mark). The firm concurrently manages performance‑fee and asset‑based accounts and documents trade‑allocation, compliance monitoring and other procedures intended to address the conflicts that arise from side‑by‑side management, and it uses structured products and defined‑outcome strategies that are less commonly emphasized by peers.