Palmerton Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$8,101,156
Clients
16
Advisors
1
of 1 employees
About
Palmerton Financial Services, LLC provides discretionary supervisory management of individually managed investment portfolios and maintains client custody relationships through Charles Schwab. The firm’s clients are primarily individuals but also include corporations and nonprofit entities, and it has on occasion provided financial analysis and advice that does not involve securities.
The firm’s investment approach emphasizes a long‑term bias and fundamental analysis of issuers, with a preference for common equity and convertible securities and a focused approved list of roughly 50–60 holdings concentrated in large, actively traded companies. Portfolios are tailored to client objectives and risk tolerances, with limited trading activity and provisions that allow clients to specify cash set‑asides, issuer exclusions, concentration limits, or other restrictions.
Operating as a single‑advisor practice in continuous operation since the early 2000s, Palmerton manages a small client base with modest assets under management and delivers a quarterly written invoice and note that discusses performance and the investment outlook. The firm’s acceptance of charitable and other nonprofit clients, together with the principal’s prior senior financial officer experience at major banks, is a distinguishing feature relative to many independent peers.
Client services
Expertise
Fee options
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000+: 0.625%
Fees for other services negotiated on a time and materials basis.
Account minimum: $10,000 Minimum fee: Management fee waived for accounts with less than $10,000 assets
Main office
Newark NJ
Advisors at this office
1
Most active in
New Jersey
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")