Pampel & Associates, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$92,846,807
Clients
255
Advisors
2
of 4 employees
About
Pampel & Associates serves individuals (both high‑net‑worth and non‑HNW), pension and profit‑sharing plans, trusts, estates, charitable organizations and business entities. The firm offers discretionary portfolio management, financial planning and consulting, and provides advisory services to employee benefit plans including plan‑level advice and participant education.
Portfolios are customized following an initial discovery process and investor questionnaires, with ongoing reviews and rebalancing on a discretionary basis. The firm employs a mix of fundamental, technical and cyclical analysis and may use long‑term purchase strategies and covered‑call options; it notes tax efficiency is not its primary focus and recommends clients consult tax professionals.
A distinctive feature is the firm’s small, two‑advisor team managing roughly $105 million for about 255 clients while placing a clear emphasis on education — offering no‑charge public seminars and workshops as well as participant enrollment meetings and plan‑specific educational sessions. The firm also provides ancillary services such as tax preparation, bookkeeping and business administration consulting, and its advisers hold insurance licenses and may receive separate commission compensation for insurance products.
Client services
Expertise
Occupation focus
Fee options
$0 - $750,000: 0.75% $750,000 - $1,500,000: 0.70% $1,500,001 - $3,000,000: 0.65% Over $3,000,000+: 0.55%
Commission-based compensation earned separately by licensed insurance agents affiliated with the firm for selling insurance products
Up to $100 per hour, negotiable depending on complexity and scope
Account minimum: No minimum account size; however, there is a minimum annual fee of $20 Minimum fee: Minimum annual fee of $20 applies, on a household level rather than individual account
Main office
101 S. Main Street
Monticello IN 47960-4503
Advisors at this office
2
Most active in
California · Indiana · Michigan · Texas
Also doing business as
Pampel & Associates Inc · Pampel & Associates, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Eric P
Series 65, Series 66
Monticello, IN
Pampel & Associates, Inc.
Eric Pampel is a financial advisor with Pampel & Associates, Inc. in Monticello, IN, holding Series 65 and Series 66 licenses and bringing 25 years of industry experience. He has been with Pampel & Associates since 2000 and has also worked at Pampel Securities, Inc. since 1998. In addition to his advisory role, he is an independent insurance agent. Pampel & Associates serves individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers discretionary portfolio management and financial planning, using a combination of fundamental, technical, and cyclical analysis, and emphasizes client education through public seminars and workshops.
Austin W
Series 65
Monticello, IN
Pampel & Associates, Inc.
Austin Woolley is a financial advisor at Pampel & Associates, Inc. with four years of industry experience. He holds the Series 65 designation and has worked at Pampel & Associates since 2021. His prior experience includes positions at AuthenticX, Regions Bank, and other firms. Pampel & Associates serves a diverse client base including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm provides discretionary portfolio management and financial planning, utilizing a combination of fundamental, technical, and cyclical analysis, and emphasizes client education through seminars and workshops.
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