Pankonin Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pankonin Financial Group is a state-registered investment adviser that manages approximately $92.7 million for about 829 clients, serving individuals (including high-net-worth and non-HNW clients) and qualified retirement plans. The firm provides discretionary asset management, ERISA 3(21) plan advisory services, one-time and ongoing financial planning, and access to third‑party programs through Orion Portfolio Solutions and American Funds platforms.
The firm manages client portfolios on a discretionary basis using client-specific objectives and written investment policy statements, applying fundamental and charting analysis and longer‑term purchase strategies. Account oversight includes quarterly reviews and monitoring for rebalancing and tax‑loss harvesting, while ongoing planning clients may receive monthly meetings and reporting.
Noteworthy aspects include an unusually high client-to-advisor ratio (829 clients supported by two advisors), which is uncommon among peers and may shape how services are delivered and prioritized. The firm’s owner also operates an affiliated independent insurance practice, spending roughly 20% of his time on that activity and receiving insurance commissions—a potential conflict the brochure discloses and addresses through written disclosures and the firm’s stated fiduciary procedures.
Client services
Expertise
Occupation focus
Fee options
Ongoing consulting fees range from $0 to $5,000 annually based on complexity and client needs
1.50% annually (annual investment advisory fee based on total assets under management; fee negotiable)
Investment Advisor Representatives receive commissions on insurance products as licensed insurance agents; separate from advisory services.
$200 per hour for one-time financial planning services
Account minimum: $100,000 (minimum may be lowered or waived in certain instances)
Main office
106 E Main St, Suite 104
Belle Plaine MN 56011
Advisors at this office
2
Most active in
Minnesota
Also doing business as
Ashton Pankinin LLC · Ashton Pankonin LLC · Pankonin Financial Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Daniel U
Series 63, Series 66
Belle Plaine, MN
Pankonin Financial Group
Daniel Uecker is a financial advisor with Pankonin Financial Group, holding Series 63 and Series 66 licenses and bringing 37 years of industry experience. His prior roles include positions at Focus Financial and Royal Alliance Associates, and he has owned Uecker Insurance since 1988. Outside of his advisory work, he serves as an elder at Immanuel Lutheran Church and is president of the Gaylord Chamber of Commerce. Pankonin Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals and plan sponsors. The firm emphasizes client-tailored portfolios based on documented profiles and investment policy statements, and serves over 800 clients with two advisors.
Ashton P
Series 66
Belle Plaine, MN
Pankonin Financial Group
Ashton Pankonin is a financial advisor at Pankonin Financial Group in Belle Plaine, MN, with 16 years of industry experience. He holds a Series 66 designation and has previously worked with Royal Alliance Associates, Inc. and Focus Financial Network, Inc. In addition to his advisory role, he operates an independent insurance agency. Pankonin Financial Group provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals and plan sponsors. The firm manages client assets through third-party programs and offers ongoing planning with regular client reviews, serving over 800 clients with two advisors.
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