Panthera Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,436,616
Clients
2
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$718,308
About
Panthera Capital LLC is an independent, single-advisor registered investment adviser that provides discretionary portfolio management to individuals who meet “qualified client” or high‑net‑worth thresholds. Services center on managing tailored portfolios across equities, fixed income, ETFs and closed‑end funds, and assisting clients with monetizing concentrated equity positions.
The firm’s investment approach combines fundamental, quantitative and technical analysis and employs two primary strategies: an equity long/short program with flexible net exposure and a position‑monetization program that uses covered‑call and collar overlays to provide liquidity and downside protection. Risk management is integrated into position sizing, hedging and periodic rebalancing, and the advisor may use derivatives (including options) within separately managed accounts as part of both hedging and yield‑management tactics.
Compared with typical solo independent advisers, Panthera Capital is notable for entering into performance‑based fee arrangements (available only to qualified clients) and for its explicit use of derivatives in client accounts — both features that are uncommon among peers. The firm is small in scale (limited clients and assets under management), operates on a discretionary basis, and discloses a past administrative consent order with a state securities regulator relating to recordkeeping that was resolved by consent.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Active portfolio management
Fee options
<$1,000,000 - <$5,000,000: 1.50% annual management fee (Fee Schedule One) with 17.50% performance fee $1,000,000 - <$5,000,000: 1.25% annual management fee (Fee Schedule One) with 16.50% performance fee >=$5,000,000+: 1.00% annual management fee (Fee Schedule One) with 15.50% performance fee <$1,000,000 - <$5,000,000: 1.00% annual management fee (Fee Schedule Two) with 25.50% performance fee $1,000,000 - <$5,000,000: 0.875% annual management fee (Fee Schedule Two) with 25.00% performance fee >=$5,000,000+: 0.750% annual management fee (Fee Schedule Two) with 24.50% performance fee <$1,000,000 - <$5,000,000: 1.00% annual management fee (Position Monetization strategy, management only) with no performance fee $1,000,000 - <$5,000,000: 0.875% annual management fee (Position Monetization strategy, management only) with no performance fee >=$5,000,000+: 0.750% annual management fee (Position Monetization strategy, management only) with no performance fee
Performance fees range from 15.5% to 25.5% of net realized and unrealized profits depending on fee schedule and AUM tier.
Main office location
Panthera Capital LLC
Incline Village NV, United States
Number of offices
1
Most active in
Panthera Capital LLC has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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