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PAR5 Advisors LLC

Updated today

Client assets under management

$12,768,882

Clients

22

82% high-net-worth

Advisors

3

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

7

Very Low

Average account size

$580,404

About

Par5 Advisors provides investment advisory and portfolio management services to individuals, high‑net‑worth clients, and certain corporations through its Par5 Advisory Program and related managed accounts. The firm generally charges percentage‑of‑AUM fees and offers both direct management and recommendations to third‑party managers.

The firm collects investor profiles to tailor strategies and employs both fundamental and technical analysis to implement long‑ and short‑term strategies; accounts may be managed on either a discretionary or non‑discretionary basis depending on client preference. For non‑discretionary accounts Par5 Advisors provides recommendations and obtains client consent before trades, and clients participating in the firm’s wrap program must open brokerage accounts with its affiliated broker‑dealer, Par5 Capital, which executes transactions and assesses separate flat service charges.

Par5 Advisors is small in scale (one advisor and a limited client base) and, relative to peers, is notable for its affiliation with a FINRA‑registered broker‑dealer and for sponsoring a wrap fee program—arrangements the brochure discloses can create conflicts of interest tied to common ownership and service fees. The brochure also notes account practices such as a typical minimum and reports its regulatory AUM snapshot (zero as of April 16, 2024), a combination of features that is uncommon among supported firms.

Client services

Portfolio management Selection of other advisers

Expertise

Active portfolio management

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Fee options

Percentage

$0 - $250,000: 2.50% $250,001 - $1,000,000: 2.25% $1,000,001+: 2.00%

Other

Account minimum: $100,000

Main office location

PAR5 Advisors LLC

600 Brickell Avenue, Suite 2520

Miami FL 33131, United States

Number of offices

2

Most active in

Florida

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Herman S

Series 66

Miami, FL

PAR5 Advisors LLC

Herman Scholtz Raffalli is a financial advisor at PAR5 Advisors LLC in Miami, FL, holding a Series 66 designation with six years of industry experience. His prior roles include positions at Par5 Capital & Co LLC, Jardines de Confucio, Leafy Jungle, Global Reach Advisors, and Global Strategic Investment. He is also associated with EOZ Ventures, LLC, a non-operating entity established to receive contractor compensation from a previous employer. PAR5 Advisors provides investment advisory and portfolio management services to individuals, high-net-worth clients, and certain corporations. The firm uses investor profiles to tailor strategies and employs both fundamental and technical analysis, managing accounts on a discretionary or non-discretionary basis depending on client preference.

Active portfolio management
user avatar

Ajit A

Series 66

Miami, FL

PAR5 Advisors LLC

Ajit Ajmani is a financial advisor at PAR5 Advisors LLC with 19 years of industry experience. He holds the Series 66 designation and has worked previously at Aegis Capital Corp. and Alliance Global Partners. Ajmani is also associated with AJMONSTER LLC, a holding entity related to his business interests. PAR5 Advisors provides investment advisory and portfolio management services to individuals, high-net-worth clients, and certain corporations. The firm offers tailored strategies using fundamental and technical analysis, managing accounts on both discretionary and non-discretionary bases.

Active portfolio management
user avatar

Jack R

Series 63, Series 65

Miami, FL

PAR5 Advisors LLC

Jack Rio is a financial advisor at PAR5 Advisors LLC with one year of industry experience. He holds Series 63 and Series 65 licenses and has prior experience at BMO Capital Markets Corp. and 23rd Street Partners LLC. PAR5 Advisors provides investment advisory and portfolio management services to individuals, high-net-worth clients, and certain corporations. The firm uses investor profiles to tailor strategies and employs both fundamental and technical analysis to implement long- and short-term approaches, managing accounts on either a discretionary or non-discretionary basis.

Active portfolio management
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