Parker Financial Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Parker Financial Advisors LLC provides wealth management and portfolio management services to individual and high‑net‑worth clients, integrating investment consulting with retirement, estate, tax, cash‑flow and charitable planning. The firm reports managing roughly $218 million for about 80 clients and uses a structured onboarding process with regular progress meetings to implement client plans.
The firm’s investment approach is academically grounded in Modern Portfolio Theory and emphasizes diversification, long‑term asset allocation, and use of institutional asset‑class vehicles (including Dimensional fund series and index funds) rather than active retail‑only products. Clients receive a written Investment Policy Statement and a multi‑step planning process that combines portfolio construction with advanced planning across wealth enhancement, transfer, protection, and charitable giving.
The firm’s regulatory disclosures warrant review: the brochure directs prospective clients to Item 11 of Form ADV Part 1 on the Investment Adviser Public Disclosure site (CRD 305188) for details on disciplinary or legal items. Parker Financial Advisors also maintains a formal succession agreement with a larger wealth manager (originally Buckingham, anticipated to transfer to Focus Partners Wealth) and outsources administrative functions to an EverSource affiliate, arrangements that bear on continuity and operational support.
Client services
Expertise
Occupation focus
Fee options
$0 - $2,000,000: 1.00% annually Above $2,000,000 - $3,000,000: 0.75% annually Above $3,000,000 - $4,000,000: 0.60% annually Above $4,000,000 - $5,000,000: 0.45% annually Above $5,000,000 - $10,000,000: 0.30% annually Above $10,000,000+: 0.00% annually
Up to $250 per hour for services outside the scope of the wealth management agreement
Minimum fee: Minimum quarterly fee of $3,000 Fee-only: Wealth management fees based on assets under management; no commissions; hourly consulting services up to $250/hour
Main office
14800 St Mary's Ln, Ste 245
Houston TX 77079-2943
Advisors at this office
2
Most active in
Florida · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Charles P
CFP®, Series 63
Houston, TX
Parker Financial Advisors LLC
Charles Parker Jr. is a CFP® practitioner with 30 years of experience in financial advising. He has worked at Parker Financial Advisors LLC since 2019 and was previously with Cl Parker, Inc., DBA Parker Financial Advisors, from 1996 to 2019. Parker Financial Advisors LLC provides wealth management and portfolio management services to individual and high-net-worth clients, utilizing a structured onboarding and multi-step planning process. The firm’s investment approach is based on Modern Portfolio Theory, focusing on diversification, long-term asset allocation, and institutional asset-class vehicles.
Joseph K
PFS™, Series 63, Series 65
Houston, TX
Parker Financial Advisors LLC
Joseph Klingen is a financial advisor at Parker Financial Advisors LLC in Houston, TX, holding the PFS™ designation along with Series 63 and Series 65 licenses. He has 30 years of industry experience and has been with Parker Financial Advisors since 2008. Outside of his advisory role, Mr. Klingen owns and operates a tennis racquet stringing business called Stringin' Klingen. Parker Financial Advisors LLC provides wealth management and portfolio management services to individual and high-net-worth clients, using a structured onboarding process and regular progress meetings. The firm’s investment approach is based on Modern Portfolio Theory, emphasizing diversification, long-term asset allocation, and institutional asset-class vehicles.
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