Parker Prescott Capital Management

Parker Prescott Capital Management is a state-registered independent advisory firm that provides wealth management and financial advisory services to both qualified and non‑qualified clients, delivering discretionary portfolio management through Interactive Brokers. The firm constructs portfolios of publicly traded stocks, ETFs, mutual funds and bonds and employs active trading styles including swing, position and momentum trading.

The firm’s investment process emphasizes technical analysis and a diversified, value‑oriented approach, using charting and momentum indicators to identify opportunities and periodic rebalancing to maintain targeted risk profiles. Parker Prescott evaluates client risk with both objective and subjective questionnaires, manages accounts on a discretionary basis, and discloses that it employs performance‑based fee arrangements in addition to its regular advisory fees.

What is distinctive about the firm is the principal’s ongoing real estate broker activity and other outside business ventures disclosed in the brochure, which is atypical for a solo independent adviser. The brochure also indicates an unusually broad mix of client types for a firm of this size — including banking, insurance, pension, municipal and other institutional or corporate clients — and the firm states it does not engage in soft‑dollar arrangements and routes execution and custody through Interactive Brokers.