Parkview Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
0
Advisors
1
of 1 employees
About
Parkview Investments, LLC provides portfolio management services on a non‑discretionary basis to individual investors and at least one named charitable client, the Phil Smith and Family Foundation. The firm conducts a free initial consultation to gather client objectives and risk tolerance, and applies account minimums described in the brochure ($10,000 for individuals, $50,000 for small businesses and non‑profits).
Investment recommendations focus on exchange‑listed stocks, mutual funds, index funds, ETFs, stock options, and bonds, with no use of margin or leveraged products; the brochure describes using passive fixed‑income strategies for capital preservation and more active strategies for growth. Parkview states it monitors accounts daily and performs quarterly account reviews, and it generally recommends Charles Schwab as custodian because of lower transaction costs and familiarity with the platform.
Noteworthy details in the brochure include a listed CRD number and explicit direction to FINRA’s BrokerCheck, with the Brochure Supplement said to contain CRD numbers for management and investment adviser representatives, making broker‑dealer registration information readily accessible. The firm is newly formed (June 2018), reports a single principal (Jamie Harris) and no assets under management at the time of the filing, and specifically discloses providing advisory services to a named nonprofit, which is less common among peers.
Client services
Expertise
Fee options
$0 - $100,000: 2 percent per annum $100,001 - $500,000: 1.75 percent per annum $500,001+: 1 percent per annum
Account minimum: $10,000 for individuals; $50,000 for small businesses and non-profits Fee-only: Management fee based on percentage of assets under management as tiered schedule above.
Main office
Hooper UT
Advisors at this office
1
Most active in
Utah
Disclosures
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Business activities & affiliations
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Accountant / CPA / tax prep
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Lawyer
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Other specialized services
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Forms ADV
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