PASNAU Investment Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pasnau Investment Management, Inc. provides discretionary portfolio management and individualized investment advice to both individual and high‑net‑worth clients, managing roughly $129 million in discretionary assets. The firm prepares written investment plans and implements recommendations across a range of securities including domestic and foreign equities, fixed income, mutual funds and exchange‑traded funds.
Investment strategies are developed through client‑specific consultations that consider risk tolerance, time horizon and overall objectives, and rely on fundamental, technical and cyclical analysis combined with buy‑and‑hold and asset‑allocation approaches. The firm typically exercises discretionary trading authority, monitors accounts daily, and delivers quarterly written investment summaries and reviews supported by periodic account appraisals.
Distinctive features for this firm include its SEC registration in 2025 and the recent disclosure that some clients are charged flat fees rather than exclusively percentage‑of‑assets billing, which is less common among similarly supported firms. The adviser generally recommends Fidelity as custodian and may receive certain custodian support services (soft‑dollar benefits) and maintains a prime brokerage clearing arrangement; it also does not vote client proxies, leaving voting responsibility to clients.
Client services
Expertise
Fee options
Flat fee billed quarterly in advance, specific amounts variable per client agreement
$0 - $1,000,000: 1.0% $1,000,000+: 0.75%
Main office
New Milford CT
Advisors at this office
2
Most active in
California · Connecticut · Massachusetts · New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Benjamin E
Series 65
New Milford, CT
PASNAU Investment Management, Inc.
Benjamin Edmund is a financial advisor at Pasnau Investment Management, Inc. with one year of industry experience. He holds a Series 65 designation and has worked at Pasnau Investment Management since 2023. Prior to this, he was involved with 1610 Capital, a firm focused on short-term equities trading for its own capital, and he operates Cronk Studios, a web design agency specializing in building online stores for small businesses on Shopify. Pasnau Investment Management provides discretionary portfolio management and individualized investment advice to individual and high-net-worth clients, managing approximately $129 million in discretionary assets. The firm develops investment strategies through client-specific consultations and employs a combination of fundamental, technical, and cyclical analysis alongside buy-and-hold and asset-allocation approaches.
William P
New Milford, CT
PASNAU Investment Management, Inc.
William Pasnau is the principal advisor at PASNAU Investment Management, Inc. in New Milford, CT, with 26 years of industry experience. He has led PASNAU Investment Management since 1999. PASNAU Investment Management, Inc. provides discretionary portfolio management and individualized investment advice to both individual and high-net-worth clients, managing approximately $129 million in discretionary assets. The firm develops client-specific investment strategies using fundamental, technical, and cyclical analysis, and employs buy-and-hold and asset-allocation approaches.
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