Patels Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Patels Capital provides advisory and consulting services to individuals, high‑net‑worth families, trusts, estates, small businesses, endowments, and charitable organizations. The firm offers discretionary and non‑discretionary portfolio management across public and private markets, investment consulting for private funds and Section 1031 exchanges (including DST/TIC structures and 721 conversion considerations), and financial planning on a project or hourly basis.
The firm builds customized investment policy statements and implements portfolios using a mix of fundamental, quantitative, qualitative, and macroeconomic analysis, with separate processes for public securities and private market due diligence. It executes discretionary trades for clients who grant authority and delivers non‑discretionary recommendations and project work on an agreed‑upon consulting basis, including an hourly alternative to fixed project fees.
Unlike many solo independent advisers, the firm was recently established and currently reports no client assets under management, and its principal maintains a full‑time institutional investment role while operating the advisory business outside normal work hours. The adviser emphasizes private‑market expertise (manager due diligence, cash‑flow modeling, co‑investments and secondaries, and 1031/DST advisory), and discloses that it does not accept third‑party compensation for recommendations.
Client services
Expertise
Fee options
Fixed project-based fees for consulting, maximum 3.00% of amount invested; standalone financial planning $1,000 to $10,000.
$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually
Up to $600 per hour for consulting and financial planning services.
Fee-only: Fixed fees for consulting and financial planning engagements, e.g., up to 3.00% of amount invested (fixed engagement fee), or $1,000 to $10,000 for standalone financial planning.
Main office
Irvine CA
Advisors at this office
1
Most active in
California
Also doing business as
Patel And Company Capital · Patel, Stephen Rasik · Patels And Company Capital · Patels Capital
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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