Pathway Financial Planning, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,339,533
Clients
120
3% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
120
Very HighAverage account size
$236,163
About
Pathway Financial Planning, Inc. provides fee‑based investment management and financial planning to individuals and small businesses, offering asset management (including held‑away account oversight), hourly financial planning and solicitation of third‑party money managers. The firm reports approximately $28.34 million in non‑discretionary assets under management as of December 31, 2025, with no discretionary AUM reported.
The firm offers both discretionary and non‑discretionary arrangements in its disclosure, but in practice works under client‑approved, non‑discretionary authority for current assets and documents client goals with investment policy statements and quarterly reviews. Investment analysis uses a mix of fundamental, technical, cyclical and quantitative methods, and the firm describes using an order‑management system to implement tax‑efficient allocation and opportunistic rebalancing for held‑away accounts such as 401(k)s and HSAs.
Noteworthy distinctions include an affiliated insurance practice whose principal sells insurance products (disclosed as a potential conflict of interest) and the firm’s role as a solicitor for third‑party managers, receiving solicitor fees—arrangements that are specifically disclosed and subject to client consent. The firm also conducts free educational seminars and workshops for the public, a service the brochure highlights alongside its conflict‑of‑interest disclosures and mitigation measures.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Equity compensation tax strategy
Occupation focus
Founder/Business Owner
Self-Employed
Fee options
$0 - $500,000: 1.00% annually (current), increasing to 1.10% annually beginning 4/1/26 $500,001 - $1,000,000: 0.90% annually (current), increasing to 0.99% annually beginning 4/1/26 $1,000,001 - $1,500,000: 0.75% annually (current), increasing to 0.825% annually beginning 4/1/26 $1,500,001 - $2,000,000: 0.65% annually (current), increasing to 0.715% annually beginning 4/1/26 $2,000,001+: 0.55% annually (current), increasing to 0.605% annually beginning 4/1/26
$200 per hour for financial planning and consulting services (negotiable)
Fee-only: Negotiable hourly fee of $200 for financial planning and consulting services
Main office location
Pathway Financial Planning, Inc.
780 Pilot House Drive, Suite 100 C
Newport News VA 23606, United States
Number of offices
1
Most active in
Pathway Financial Planning, Inc. has reported serving >5 clients in these states in the last 12 months.
Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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