Pathway Financial Services, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$58,774,232
Clients
191
Advisors
1
of 1 employees
About
The firm provides asset management, financial planning, and consulting to individuals and families and also works with trusts, estates, charitable organizations, pension and profit‑sharing plans, and business entities. Services include tailored portfolio construction using exchange‑traded funds, mutual funds and other public and private securities, with clients able to place reasonable restrictions on holdings.
The firm emphasizes continuous account supervision and a long‑term buy‑and‑hold approach informed by cyclical and fundamental analysis, and it generally maintains cash in money market funds, CDs, high‑grade commercial paper or government debt for liquidity and fee payment. It may engage independent money managers to implement portfolios and offers hourly or flat‑fee planning that covers retirement, estate, tax, charitable and corporate planning matters.
Noteworthy for a small independent adviser, the brochure shows the firm serves a mix that extends beyond retail individuals to include institutional and organizational clients such as pension plans, charitable organizations and corporate entities, and it reports an institutional custody/clearing relationship that provides non‑soft‑dollar research and operational benefits. The brochure also discloses legal disciplinary events for the firm’s owner and reports managing roughly $59 million in client assets.
Client services
Expertise
Fee options
Flat fees generally range from $500 to $5,000
$300 per hour (negotiable)
Fee-only: Hourly fee of $300 (negotiable); Flat fees generally range from $500 to $5,000
Main office
13101 W. Washington Blvd, Suite 241
Los Angeles CA 90066
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)