Pathway Planning Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pathway Planning Inc. provides investment advisory and financial planning services to individuals, trusts, estates and business entities, emphasizing portfolio management for individual clients rather than serving high‑net‑worth households. The firm offers advice on equities, debt securities, certificates of deposit and mutual funds as part of its client engagements.
Representatives gather client financial information to assess goals, time horizons and risk tolerance, then implement and monitor discretionary strategies, conducting periodic reviews at least annually with routine account reporting. Analysis methods described in the brochure include charting, fundamental and momentum analysis, and the firm generally executes trades through Charles Schwab while noting it does not produce proprietary research.
The firm is a small, state‑registered S‑corporation with two investment adviser representatives, 23 clients and reported discretionary assets under management of $14,850,574 as of February 19, 2024, a size and client mix that differs from many supported peers. The brochure also highlights customary compliance features—a written Code of Ethics and a business continuity plan—along with disclosures that the firm does not accept performance‑based fees and does not vote client proxies.
Client services
Expertise
Fee options
$0 - $1,000,000: 1% $1,000,000+: 0.75%
$100 per hour for financial planning fees
Account minimum: $5,000
Main office
123 South Railroad Avenue
Brookhaven MS 39601
Advisors at this office
2
Most active in
Mississippi
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Carl A
Series 65
Brookhaven, MS
Pathway Planning Inc
Carl Aycock is a Series 65 licensed advisor with over 22 years of industry experience. He has worked at Pathway Planning Inc. since 2005 and has held a director position at the Bank of Brookhaven since its inception in 2000. Outside of advisory work, he serves as a director of the Bank of Brookhaven. Pathway Planning Inc. provides investment advisory and financial planning services to individuals, trusts, estates, and business entities. The firm focuses on portfolio management for individual clients using a variety of analysis methods and executes trades primarily through Charles Schwab.
Michael L
Brookhaven, MS
Pathway Planning Inc
Michael Land is a financial advisor at Pathway Planning Inc with nine years of industry experience. He has been associated with Pathway Planning Inc since 1992. Outside of his advisory role, Land is involved with Bowie Barbeque and is a partner in Aycock Land LLC. Pathway Planning Inc provides investment advisory and financial planning services to individuals, trusts, estates, and business entities, focusing on portfolio management for individual clients and utilizing various analysis methods including charting, fundamental, and momentum analysis.
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