Pathway Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$100,746,643
Clients
22
Advisors
2
of 2 employees
About
Pathway Wealth Management provides discretionary investment advisory services to high net worth individuals and family entities, including trusts, family limited partnerships and retirement accounts. As of December 2025 the firm reports approximately $116 million in discretionary assets under management and recently transitioned from state to SEC registration.
The firm primarily uses active equity management, combining fundamental and technical analysis (including charting) to construct tax-aware portfolios that are generally composed of ten to twenty long positions and implemented through long-term and occasional short-term trades. Pathway does not employ margin or options strategies and allows clients to impose account-specific restrictions while retaining discretionary trading authority.
Pathway operates with a small, tightly staffed advisory team that centralizes investment, administrative, compliance and trading responsibilities and conducts daily portfolio reviews when markets are open, a structure that differs from larger multi-advisor firms. The firm maintains a custodial relationship that provides access to brokerage research and technology, does not vote client proxies (clients retain that responsibility), and follows written policies to manage potential conflicts and personal trading.
Client services
Expertise
Fee options
$0 - $15,000,000: 1% Over $15,000,000+: Negotiable
Account minimum: $500,000 Fee-only: 1% on first $15,000,000; over $15,000,000 fee negotiable
Main office
3100 Monticello Avenue, Suite 130
Dallas TX 75205
Advisors at this office
2
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Roger A
Series 65
Dallas, TX
Pathway Wealth Management, LLC
Roger Allen is the sole advisor at Pathway Wealth Management, LLC in Dallas, TX, holding a Series 65 designation with nine years of industry experience. He has operated Pathway Wealth Management since 2016 and concurrently maintains a career as a self-employed attorney since 2006. Pathway Wealth Management, LLC provides discretionary investment management and financial planning services to high-net-worth individuals and family entities. The firm employs an active equity management approach, combining fundamental and technical analysis to build concentrated portfolios, and manages accounts with attention to tax implications while generally avoiding margin and options.
Douglas H
Series 65
Dallas, TX
Pathway Wealth Management, LLC
Douglas Hancock is a financial advisor at Pathway Wealth Management, LLC in Dallas, TX, holding a Series 65 designation with 10 years of industry experience. He has been with Pathway Wealth Management since 2016 and has operated as a self-employed advisor since 2008. Pathway Wealth Management provides discretionary investment advisory services to high net worth individuals and family entities, focusing on active equity management that combines fundamental and technical analysis to construct tax-aware portfolios. The firm uses a small advisory team structure with centralized responsibilities and conducts daily portfolio reviews when markets are open.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)