Patrick Mauro Investment Advisor, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Patrick Mauro Investment Advisor, Inc. is an SEC‑registered investment adviser that provides discretionary portfolio management and related financial advice to individuals (including IRAs), retirement and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers ongoing portfolio management and related services rather than participating in wrap fee programs.
PMIA tailors portfolios to client objectives and risk tolerance using a mix of capital preservation and growth‑and‑income strategies; its fixed‑income work emphasizes laddered bond portfolios (one‑ to five‑year rungs using CDs, U.S. government and investment‑grade corporate issues, and municipal bonds where tax‑efficient), while its equity approach focuses on dividend‑paying operating companies, MLPs, REITs and commodity ETFs for inflation hedging. The firm relies on quantitative optimization, third‑party research and models, and may employ option strategies such as covered calls as part of its disciplined allocation process.
The firm’s brochure and public materials reference third‑party ratings (the firm lists its website and SEC adviserinfo), a practice that is uncommon among similar supported advisers and may be useful to prospective clients assessing its public profile. PMIA also documents specific implementation guidelines—explicit dividend yield targets (about 4% for operating companies and ~8% for MLPs/REITs), diversification limits (generally no more than 10% in any single stock and 20% in a sector), and formal bond laddering—which together characterize its principle‑based, income‑oriented investment philosophy.
Client services
Expertise
Fee options
Maximum 1% annually (negotiable)
Main office
Oak Brook IL
Advisors at this office
3
Most active in
Illinois · Texas · Virginia
Also doing business as
Patrick Mauro Investment Advisor, Inc. · Patrick Mauro Investment Advisor, Inc., Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Patrick M
Series 63, Series 65
Oak Brook, IL
Patrick Mauro Investment Advisor, Inc.
Patrick Mauro is the principal of Patrick Mauro Investment Advisor, Inc. in Oak Brook, IL, holding Series 63 and Series 65 licenses with 27 years of industry experience. He has led his firm since 1996. Patrick Mauro Investment Advisor, Inc. is an SEC-registered advisory firm managing portfolios for individuals, pension and profit-sharing plans, trusts, estates, and various business and charitable entities. The firm provides discretionary investment management with strategies including laddered bond portfolios and growth-and-income equity approaches, emphasizing dividend-paying companies, MLPs, REITs, and commodity ETFs.
Daniel M
Series 65
Oak Brook, IL
Patrick Mauro Investment Advisor, Inc.
Daniel Mauro is a financial advisor at Patrick Mauro Investment Advisor, Inc. with 23 years of industry experience. He holds a Series 65 designation and has been with Patrick Mauro Investment Advisor, Inc. since 2002. Outside of his advisory role, he serves as Chief Investment Officer for Army Capital, LLC, a proprietary equity trading and investment entity, in a non-compensated capacity. Patrick Mauro Investment Advisor, Inc. is an SEC-registered firm that manages discretionary portfolios for individuals, pension plans, trusts, and various entities. The firm employs tailored investment strategies including laddered bonds and growth-and-income equities, and integrates coordinated tax and estate planning through third-party providers.
Anita M
Series 65
Oak Brook, IL
Patrick Mauro Investment Advisor, Inc.
Anita Mauro is a financial advisor at Patrick Mauro Investment Advisor, Inc. She holds a Series 65 designation and has four years of industry experience. Prior to joining Patrick Mauro Investment Advisor, she worked at Thompson Coburn, LLP for six years. Patrick Mauro Investment Advisor, Inc. is an SEC-registered firm that manages portfolios for individuals, pension and profit-sharing plans, trusts, estates, and various business and charitable entities. The firm provides discretionary investment management and coordinated tax and estate planning support, employing strategies such as laddered bonds for capital preservation and dividend-focused equity investments.
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