Patron Partners, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$306,488,003
Clients
159
Advisors
2
of 7 employees
About
Patron Partners provides discretionary and non‑discretionary investment management, financial planning and consulting, ERISA-qualified plan consulting, and the selection of third‑party money managers for individuals, high‑net‑worth clients, trusts, qualified retirement plans and institutional investors. The firm offers both ongoing portfolio management and one‑time or periodic financial consultation engagements tailored to client goals.
The firm’s investment process blends diversification with both active and passive strategies and employs fundamental, technical, charting and relative‑strength analysis, tactical asset allocation, alternatives, and the use of independent managers. Portfolios are monitored on a continuous basis, and financial consultation deliverables range from written plans to periodic reviews depending on the engagement.
As of December 31, 2025 Patron Partners reported approximately $325.7 million in assets under management across about 621 accounts managed by a two‑person ownership team, resulting in a high number of accounts per advisor. The firm also maintains platform relationships that may affect conflicts of interest: it uses OneAscent Financial Services for operations, compliance, trading and technology (with a platform fee arrangement tied to assets on the platform), and several supervised persons are licensed insurance agents who participate on the DPL insurance platform, which provides insurance product access and educational resources.
Client services
Expertise
Fee options
Flat fees between $1,000 and $100,000 per annum for investment management services in limited circumstances; fixed fees for financial planning and consulting negotiated per engagement
0.50% to 2.00% per annum (negotiable fee range based on account size and complexity)
Minimum fee: Flat fees between $1,000 and $100,000 per annum for investment management in limited circumstances Fee-only: Negotiable fixed fees for financial planning and consulting, including retainer not exceeding $1,200 when services cannot be rendered within six months
Main office
11700 Katy Freeway, Suite 100
Houston TX 77079
Advisors at this office
2
Most active in
Colorado · Louisiana · Texas
Also doing business as
Patron Partners Advisors LLC · Patron Partners, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Stephen C
CFP®, Series 63, Series 65
Houston, TX
Patron Partners, LLC
Stephen Caton is a CFP® with 43 years of industry experience. He has worked at Patron Partners, LLC since 2020, with prior roles at UBS Financial Services and Merrill. He is also licensed as an insurance agent. Patron Partners provides discretionary and non-discretionary investment management, financial planning, and consulting services for individuals, high-net-worth clients, trusts, qualified retirement plans, and institutions. The firm combines active and passive strategies with various analytical approaches and offers tailored ongoing portfolio management and financial consultation.
Richard F
Series 66
Houston, TX
Patron Partners, LLC
Richard Figueroa is a financial advisor at Patron Partners, LLC with 28 years of industry experience. He previously worked at UBS Financial Services Inc for 11 years before joining Patron Partners in 2020. Figueroa serves on the investment committee of Memorial Hermann Healthcare System and is chairman of the Texas Department of Licensing and Regulation commission. He is also a board member of the National Rifle Association. Patron Partners provides investment management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, retirement plans, and institutional investors. The firm employs a diversified investment approach combining active and passive strategies with continuous portfolio monitoring.
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