Paul M. Wendee & Associates
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
0
Advisors
1
of 1 employees
About
Paul M. Wendee & Associates provides advisory and portfolio management services to individual clients and also works with pooled investment vehicles and institutional clients, including pension-related engagements. The firm’s brochure lists additional client services such as educational seminars and newsletters alongside its portfolio management offerings.
The firm’s stated methods include use of security ratings and pricing assessments and note the potential use of market-timing techniques as part of its analysis and trading activities. The brochure also discloses roles beyond typical advisory work — including acting as a private fund adviser and fund sponsor/syndicator and offering subscription-fee arrangements for certain services.
What distinguishes the firm from many solo independent advisers is this wider set of financial-industry activities and affiliations: it discloses registered representative and real estate broker/agent activities, management of pooled vehicles and private funds, and periodic publications and workshops. These combined activities are relatively uncommon for a firm of this size and are detailed in the brochure with related disclosure and conflict-of-interest information.
Client services
Main office
Vista CA
Advisors at this office
1
Most active in
California
Also doing business as
Paul M. Wendee & Associates · Wendee, Paul Michael
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)