PDE Wealth Advisors, LLC

The firm provides fee‑based financial planning and discretionary investment management to individuals, high‑net‑worth clients, and business entities, managing roughly $37 million for about 139 clients. Services include ongoing portfolio management, one‑time and ongoing financial planning, and coordination with other professionals; the firm also may recommend third‑party money managers.

Investment programs are typically discretionary and tailored to each client’s objectives and risk tolerance, using techniques such as modern portfolio theory, fundamental and technical analysis, and regular portfolio monitoring. The firm may engage sub‑advisors or place assets with third‑party managers and serves as the primary liaison while monitoring those relationships.

Noteworthy for a firm of its size, it maintains an affiliated insurance entity, PDE Insurance Services, Inc.; the managing member operates an insurance practice that consumes roughly half of his time and may generate separate commission compensation, a relationship the brochure discloses and describes mitigation for. The firm also has referral and fee‑sharing arrangements with a third‑party manager (Gradient Investments), including an incentive participation schedule, which the brochure discloses as another potential conflict of interest.