Peace of Mind Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$280,280,704
Clients
324
Advisors
8
across 2 offices
About
Peace of Mind Wealth Management is a team‑based registered investment adviser that serves individuals (including high‑net‑worth clients), corporations, trusts, foundations, and charitable organizations through both discretionary and non‑discretionary mandates. Its services include investment management, financial planning (standalone or bundled), participant account management for held‑away retirement plan assets, estate‑planning guidance, and access to tax preparation/filing services through an affiliated entity, POM Tax Strategies, LLC.
The firm describes a top‑down, macro‑environmental approach to tactical asset allocation with sector rotation and a relative growth/value framework, applying blended growth and fixed‑income strategies and discretionary rebalancing tailored to client profiles. Portfolios are implemented using a mix of internally developed models, pre‑built portfolios, and third‑party model managers accessed via a platform relationship with AE Wealth Management, with both wrap‑program and non‑wrap options available.
Compared with many peers, the brochure discloses that the firm uses testimonials and endorsements in its advertising and actively offers advisory annuity solutions through a Nationwide platform and an insurance IMO (Advisors Excel), arrangements the firm notes as revenue sources and potential conflicts. The brochure also highlights several operational distinctions — an affiliated tax services entity, use of a third‑party digital estate‑planning provider, and the employment of service providers with artificial‑intelligence components (for example, CRM meeting‑note summarization) — which the firm identifies as part of how it delivers and supports its services.
Client services
Expertise
Fee options
Financial planning fixed fees from $2,500 to $10,000 when services are standalone
$350 per hour for terminated financial planning agreements based on hours worked
Account minimum: $800,000 Minimum fee: $12,000 annually for clients with assets under management below $800,000 Fee-only: Financial planning fixed fees range from $2,500 to $10,000 when provided as standalone services
Main office
See office4101 Lake Boone Trail, Suite 111
Raleigh NC 27607
Advisors at this office
7
Offices (2)
Most active in
Florida · North Carolina · Pennsylvania · South Carolina · Texas · Utah
Also doing business as
Peace Of Mind Wealth Management · Pom Investment Strategies, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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