Langley, WA Office

PeachCap Tax & Advisory, LLC is an SEC‑registered advisory firm with a team of six advisors that manages approximately $147 million for roughly 237 individual and high‑net‑worth clients. The firm offers discretionary portfolio management, recommendations of third‑party advisers, and financial planning, and it also provides asset‑allocation review and rebalancing for held‑away retirement plan assets through an account‑aggregation service.

PeachCap constructs diversified, model‑based portfolios and monitors accounts continuously, drawing on fundamental, technical, and cyclical analysis while employing a range of strategies from long‑term holdings to shorter‑term trading and option strategies as appropriate. The firm sponsors a wrap fee program and may place clients into third‑party manager models or in‑house strategies, with the firm executing client trades and handling rebalancing under discretionary authority.

Distinctive features include formal affiliations with a broker‑dealer and affiliated tax/accounting entities, and the disclosure that certain associated persons are registered representatives and insurance agents — relationships the firm identifies as potential conflicts and manages through its policies. The firm operates its wrap program with execution and custody arrangements through Hilltop and Axos, receives custodial and platform benefits, uses Pontera for held‑away plan management, and discloses a 2021 SEC enforcement action involving the firm that resulted in censure and monetary sanctions.