Peacock Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Average account size
—
About
Peacock Financial serves individuals, families, and small businesses with financial planning, investment research and insight, and a guided portfolio management program. While the firm offers AUM-based portfolio management similar to many peers, it currently reports no assets in its managed program.
The firm emphasizes customized, goal-driven planning and a long-term, largely passive investment approach, while allowing clients to remain actively involved through its Guided Portfolio Solutions and by offering discretionary authority for managed accounts. It also provides investment research and consulting on an hourly basis and fixed-fee planning engagements, an arrangement that differs from the predominantly percentage-of-AUM fee model used by most managers in this category.
A notable distinction is the principal’s ownership of a licensed life and health insurance agency affiliated with the firm; Peacock discloses this relationship, reports devoting a portion of its time to insurance activities, and acknowledges the potential conflict when recommending insurance products. The firm is recently established and small, and the principal’s nontraditional technical and business background is reflected in the combination of fee-for-service research, flat-fee planning options, and advisory offerings.
Client services
Expertise
Fee options
Comprehensive Financial Planning flat fee $999; Renewal $499; Focused Financial Planning $300 per component
$0 - $1,000,000: 1% $1,000,001 - $2,000,000: 0.75% $2,000,001+: 0.60%
$175 per hour with a minimum charge of 2 hours for Investment Research and Insight services
Fee-only: Comprehensive Financial Plan flat fee $999; Renewal $499; Focused Financial Plan $300 per component; Investment Research and Insight $175/hour with 2-hour minimum or negotiated yearly contract
Main office location
Peacock Financial, LLC
Broomfield CO, United States
Number of offices
1
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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