Peak Financial Guidance LLC
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About
Peak Financial Guidance LLC provides investment advisory services primarily to individual clients, offering both discretionary and non‑discretionary portfolio management and financial planning. The firm states there is no minimum account size to open an advisory relationship and integrates written investment strategies and allocation recommendations across cash, equities, mutual funds, bonds and annuities into its service offering.
PFG’s investment process is tailored to each client’s stated objectives, time horizon and risk tolerance and may incorporate asset allocation, dollar‑cost averaging, technical analysis and long‑term purchase strategies. Accounts are reviewed at least quarterly and can be managed with client‑imposed written restrictions; financial planning is generally included as part of asset management engagements.
Distinctive features noted in the brochure include that certain associated persons are independently licensed insurance agents who may recommend commissionable insurance products, a relationship the firm identifies as a potential conflict of interest and discloses to clients. The firm also offers access to estate‑planning document creation through a partnership with Wealth.com and reports no disciplinary history, reflecting a small‑team advisory model that combines investment management, planning tools, and insurance capabilities.
Client services
Expertise
Fee options
$500 to $4,000 per project
$0 - $125,000: 1.35% $125,001 - $250,000: 1.25% $250,001 - $500,000: 1.15% $500,001 - $1,000,000: 1.05% $1,000,001 - $1,500,000: 0.95% $1,500,001 - $2,500,000: 0.85% $2,500,001 - $3,500,000: 0.75% $3,500,001 - $5,000,000: 0.65% $5,000,001+: 0.55%
$200 - $500 per hour
Fee-only: Hourly fees range from $200 - $500 per hour; Fixed fees range from $500 to $4,000 per project
Main office
6312 S Fiddlers Green Circle, Suite 300 E
Greenwood Village CO 80111
Advisors at this office
4
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Justin L
Series 63, Series 65
Greenwood Village, CO
Peak Financial Guidance LLC
Justin Laurin is a financial advisor at Peak Financial Guidance LLC with 17 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including MML Investors Services, Mass Mutual Life Insurance Company, and Northwestern Mutual. Laurin is also involved in JL Financial, an insurance-related business based in Aurora, CO. Peak Financial Guidance LLC provides investment advisory services primarily to individual clients, offering tailored portfolio management and financial planning without a minimum account size. The firm’s approach integrates various investment strategies and includes access to estate-planning services and insurance products through affiliated licensed agents.
Douglas K
Series 63, Series 65
Greenwood Village, CO
Peak Financial Guidance LLC
Douglas Klein is a financial advisor at Peak Financial Guidance LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Edward Jones and Prudential Advisors. Before his financial services career, he was involved with Faith Presbyterian Church for 25 years. Peak Financial Guidance LLC provides investment advisory services primarily to individual clients, offering both discretionary and non-discretionary portfolio management and financial planning with no minimum account size. The firm’s investment approach is tailored to clients’ objectives, time horizon, and risk tolerance, incorporating various strategies and regularly reviewing accounts.
Anant M
ChFC®, Series 63, Series 65
Greenwood Village, CO
Peak Financial Guidance LLC
Anant Mehta is a financial advisor at Peak Financial Guidance LLC with 19 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 65 licenses. Prior to joining Peak Financial Guidance in 2021, he worked at firms including MML Investors Services, Mass Mutual Life Insurance Company, Park Avenue Securities, and Guardian Life Insurance Company. Mehta also operates ASM Financial, Inc., an S corporation involved in life and health insurance sales. Peak Financial Guidance LLC provides investment advisory services primarily to individual clients, offering tailored portfolio management and financial planning without a minimum account size. The firm integrates various investment strategies and includes financial planning as part of its asset management services.
Adam H
CFP®, ChFC®, Series 63, Series 66
Greenwood Village, CO
Peak Financial Guidance LLC
Adam Horning is a financial advisor at Peak Financial Guidance LLC with 21 years of industry experience. He holds the CFP® and ChFC® designations and has worked previously at Northwestern Mutual in various capacities from 2006 to 2019. Outside of advisory services, he is the managing principal of Buffalo Peaks, LLC, an insurance-related business in Parker, Colorado. Peak Financial Guidance LLC provides investment advisory services primarily to individual clients, offering tailored portfolio management and financial planning without a minimum account size. The firm integrates multiple investment strategies and reviews accounts regularly while also providing access to estate-planning services and insurance products.
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