Naples, FL Office

Peak Financial Management provides discretionary portfolio management and financial planning to individuals (including high-net-worth clients), pension and profit-sharing plans, and businesses. The firm reports $534.4 million in discretionary assets under management as of January 29, 2026 and delivers ongoing advice through model-based investment policies.

Investment advice is organized around model asset-allocation portfolios (Conservative, Income, Balanced, Moderate Growth, Growth) and combines asset-allocation and mutual fund/ETF analysis with both long- and short-term trading strategies; client accounts are managed on a discretionary basis, with periodic reviews and rebalancing. Financial planning is offered as part of advisory relationships or separately on an hourly basis, and the firm may recommend alternative investments, including private equity and hedge funds, when consistent with a client’s objectives.

What is noteworthy about the firm is its multi-office structure for a seven-advisor team — the firm maintains ten offices, which is uncommon among peers of this size. The brochure also discloses that an operations-level employee is licensed to sell insurance and may receive commissions for insurance product recommendations, and it details custody practices such as direct fee debiting, client-authorized third-party transfers, and an annual independent surprise examination.