Peak Financial Partners, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Peak Financial Partners is a small, state-registered independent investment adviser managing roughly $15.6 million for about 47 clients. The firm provides portfolio management for individuals, companies and trusts and offers comprehensive financial planning and wealth management services alongside an affiliated insurance agency that sells life, health, long‑term care, property & casualty products and annuities.
The firm generally manages accounts on a discretionary basis and builds customized plans based on each client’s risk tolerance and financial information, using both fundamental and technical analysis. Implementation emphasizes low‑cost vehicles, laddered FDIC‑insured certificates of deposit and Treasuries (maturities generally not longer than five years), diversified mutual funds and equities, the occasional use of options for hedging, and at least annual rebalancing with a long‑term orientation.
Notable distinctions include the combination of advisory services with an operating insurance brokerage that receives commissions on policy sales and the practice of serving institutional clients (companies and trusts) as well as individuals, a less common mix for a solo independent adviser. The firm’s principal holds multiple industry credentials (including a Chartered Financial Consultant designation and an executive MBA), and client accounts are custodied and traded through platforms such as Altruist and Interactive Brokers.
Client services
Expertise
Occupation focus
Fee options
0.8% to 2.0% annually (negotiable, depending on account size and complexity)
Commissions received for all insurance policies sold; specific amounts not stated
Hourly financial planning fees range from $100 to $200
Fee-only: Hourly fees ranging from $100 to $200 per hour for financial planning
Main office
Galena OH
Advisors at this office
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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