A complete list of active advisors currently associated with Peak Investment Advisors, Inc.

Warmer can help you find a great advisor at Peak Investment Advisors, Inc. or one who fits your needs even better.

The firm provides investment advisory, financial planning, financial consulting and tax planning services primarily to individuals, families and businesses, and also may serve pension funds, banks, trusts, endowments and estates. With approximately $234.6 million in assets under management across 39 client relationships, the firm’s client base is concentrated among individual and high-net-worth clients. Investment portfolios are generally managed on a discretionary basis and emphasize diversification through mutual funds and ETFs with limited positions in individual securities, using both internal and external research sources to inform decisions. The firm states it acts as a fiduciary for retirement account rollovers and discloses an economic incentive to recommend rollovers to IRAs it manages; it also provides consulting services at no additional charge to existing asset-management clients. The brochure discloses a regulatory history stemming from a 2019 state examination that resulted in a deficiency letter and a consent order, which the firm reports it addressed and which expired in 2021. An owner is a licensed certified public accountant who may provide tax preparation and related accounting services to clients for customary compensation; the firm discloses this affiliation and the potential conflict of interest and describes mitigations.

To learn more about the advisors currently working at Peak Investment Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.