Peak Investment Solutions, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$71,505,572
Clients
78
Advisors
1
of 4 employees
About
Peak Investment Solutions provides investment management, financial planning, and employee benefit plan advisory services to individuals (including high‑net‑worth clients), trusts, qualified retirement plans, charitable organizations and businesses. The firm manages approximately $77.4 million on a discretionary basis across about 78 client relationships and works with clients to develop written investment policy statements and transition plans.
Peak’s investment approach is grounded in Modern Portfolio Theory and emphasizes long‑term, asset‑allocation strategies implemented primarily through passively managed, asset‑class mutual funds and ETFs (including funds from Dimensional Fund Advisors, Vanguard, and Bridgeway). The firm uses portfolio modeling and Monte Carlo analysis to inform asset allocations, provides discretionary portfolio management with client‑imposed restrictions allowed, and outsources fixed‑income portfolio management to a third‑party manager when appropriate.
A noteworthy operational feature is the firm’s affiliation with an accounting practice owned by the principal; the two entities may refer clients to one another and the principal discloses devoting up to 25% of time to the accounting practice, a potential conflict the firm identifies. Peak also relies on third‑party support from Focus Partners Advisor Solutions for back‑office services and fixed‑income sub‑advisory work and participates in Schwab Advisor Services for trade execution and custody, arrangements the firm describes as central to its service delivery and reporting.
Client services
Expertise
Occupation focus
Fee options
$0 - $200,000: 1.85% $200,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.70% $5,000,001 - $10,000,000: 0.50% $10,000,001 - $20,000,000: 0.40% $20,000,001+: 0.35%
Account minimum: $400,000 Minimum fee: $5,000 minimum annual fee for Investment Management Services Fee-only: Investment Management and Employee Benefit Plan services are fee-only (no commissions)
Main office
1508 Eureka Road, Suite 180
Roseville CA 95661
Advisors at this office
1
Most active in
Arizona · California · Texas
Also doing business as
Bbr Financial Services, LLC · Peak Investment Solutions, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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