Peak Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management and comprehensive financial planning to individuals and high‑net‑worth clients, offering both ongoing and project‑based planning engagements. Services cover a range of investments (equities, fixed income, mutual funds, ETFs, municipal and government securities) and planning areas such as retirement, tax, estate, business planning, college savings, insurance review, and employee benefits optimization.
Investment decisions are guided by asset allocation and Modern Portfolio Theory principles, with a mix of passive and active strategies informed by fundamental analysis and periodic rebalancing; the firm typically implements long‑term holding strategies while addressing risk tolerance and tax considerations. Portfolios are constructed from individual securities and pooled vehicles with attention to liquidity, tax efficiency, and diversification, and the firm generally operates with discretionary trading authority subject to client‑imposed written restrictions.
Distinctive features include a fee‑only model that combines a percentage‑of‑assets fee schedule with separate planning options — including a recurring fixed fee for ongoing financial planning ($200/month) and project‑based or hourly planning engagements — and no stated account minimum. The firm is newly registered (2024) yet manages roughly $39 million across about 50 client relationships, and it relies on custodian statements for performance and holdings reporting rather than producing separate written performance reports.
Client services
Expertise
Fee options
Fixed fees for project-based financial planning range from $2,000 to $10,000; ongoing financial planning fixed fee of $200 per month.
$0 - $1,000,000: 1.00% $1,000,001 - $1,500,000: 0.90% $1,500,001 - $2,500,000: 0.70% $2,500,001 - $3,500,000: 0.50% $3,500,001 - $5,000,000: 0.35% $5,000,001+: 0.30%
Hourly rate for project-based financial planning: $250 per hour.
Ongoing financial planning fixed fee: $200 per month, paid quarterly in advance; fees negotiable and outlined in Advisory Contract.
Fee-only: Fee-only firm; compensated solely by clients; no commissions or sales-related compensation.
Main office
125 High Rock Avenue, Suite 104
Saratoga Springs NY 12866
Advisors at this office
1
Most active in
New York
Also doing business as
Peak Wealth Management · Peak Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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