Peak Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Peak Wealth Management works primarily with individual and high-net-worth clients, providing ongoing financial planning, a separate financial coaching program, and discretionary portfolio management. The firm manages client assets through its wrap-fee program and also recommends and monitors third‑party institutional strategists on the Envestnet platform, in addition to offering participant account management for held-away retirement plan accounts.
Investment decisions are informed by a mix of fundamental and technical analysis and implemented via model portfolios tailored to each client’s goals, risk tolerance, and objectives. The firm exercises discretionary authority to rebalance accounts and change strategist allocations, conducts due diligence on recommended institutional strategists, and delivers written financial plans and periodic reviews as part of its service model.
Noteworthy differences from many peers include its scale and client load—approximately $446 million in discretionary AUM across three advisors serving about 643 clients, which implies more than 200 clients per advisor—and its role as a wrap-fee program sponsor. The brochure also discloses advisers’ activity as independent insurance agents and broker-dealer affiliations that can generate commission income, and the firm uses client testimonials in its advertising, all of which are less common among similar supported firms.
Client services
Expertise
Fee options
Financial coaching fees from $3,500 to $10,000, negotiable
$0 - $3,000,000: 1.00% annually $3,000,001+: 0.75% annually
Advisers registered with Mutual Securities, Inc. may sell securities for commissions; also receive 12b-1 fees from mutual funds sold outside advisory portfolios
Account minimum: $500,000 Minimum fee: Financial coaching fixed fee ranges from $3,500 to $10,000, negotiable
Main office
41011 Ann Arbor Road
Plymouth MI 48170
Advisors at this office
3
Most active in
Florida · Michigan · Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Nicholas H
CFP®, Series 63
Plymouth, MI
Peak Wealth Management, LLC
Nicholas Hopwood is a CFP® professional with 26 years of industry experience. He is currently with Peak Wealth Management, LLC in Plymouth, MI, where he has worked since 2010. Prior to that, he was with Regulus Advisors and Mutual Securities, Inc. Outside of his advisory practice, he is a member and passive investor in Omnevo Fitness. Peak Wealth Management primarily serves individual and high-net-worth clients, offering financial planning, coaching, and discretionary portfolio management. The firm uses fundamental and technical analysis to guide investment decisions and manages assets through a wrap-fee program while also recommending institutional strategists via the Envestnet platform.
James P
Series 66
Plymouth, MI
Peak Wealth Management, LLC
James Pilat is a financial advisor at Peak Wealth Management, LLC in Plymouth, MI, with 12 years of industry experience. He holds a Series 66 designation and has worked previously at firms including Mutual Securities, Inc., Regulus Advisors, LPL Financial, and Axa Advisors. Pilat also engages in insurance sales as an independent agent. Peak Wealth Management primarily serves individual and high-net-worth clients, offering financial planning, a financial coaching program, and discretionary portfolio management. The firm uses a combination of fundamental and technical analysis to create tailored model portfolios and manages approximately $446 million in discretionary assets across three advisors.
Preston G
Series 65
Plymouth, MI
Peak Wealth Management, LLC
Preston Gee is a financial advisor at Peak Wealth Management, LLC with four years of industry experience. He holds a Series 65 designation and previously worked at Central Michigan University and in the retail and entertainment sectors. Outside of advising, he is involved in managing rental properties. Peak Wealth Management serves individual clients, including high-net-worth households, by offering financial planning and discretionary portfolio management. The firm combines fundamental and technical analysis and utilizes institutional strategists through the Envestnet platform, managing portfolios primarily on a discretionary basis with quarterly reviews.
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