P
Peakstone Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
PeakStone Wealth Management is a state-registered investment adviser that offers investment management, financial planning, private wealth management, consulting, and retirement plan advisory services to plan sponsors and individual clients. The firm’s brochure discloses that it currently reports no clients or assets under management.
The firm implements model-based, passive portfolios built largely from ETFs and no‑load mutual funds and typically manages accounts on a discretionary basis, monitoring and rebalancing portfolios against target allocations. It also uses a client dashboard (powered by RightCapital) to coordinate planning with clients’ other advisors and provides limited-scope consulting engagements that can be billed on an hourly or fixed-fee basis in addition to asset-based fees.
PeakStone is distinctive among investment-manager peers for explicitly offering ERISA retirement-plan fiduciary services (Section 3(21) and, in some cases, Section 3(38)) and for the firm principal’s status as a licensed insurance agent who may place commissionable life and health products (a conflict the firm discloses). The combination of pension consulting and insurance brokerage activity alongside private-wealth and standalone planning in a one-person firm, despite having no AUM at the time of the brochure, differentiates its service mix from many peers.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Cash flow / budgeting
Passive / index investing
Fee options
Financial planning fees: initial $2,000 for first year, $1,000 per year thereafter or $100 per month; Private Wealth Management initial implementation fee $2,000 (one-time)
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.90% $3,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.60% $10,000,001+: 0.50%
$200 to $500 per hour for consulting services
Minimum fee: $5,000 per year minimum fee for investment management and retirement plan advisory services
Main office location
Peakstone Wealth Management, LLC
Denver CO, United States
Number of offices
1
Most active in
Peakstone Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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