PeZzi Private Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pezzi Private Capital provides investment advisory services to individuals, high‑net‑worth clients, and corporations or business entities, offering ongoing portfolio management alongside standalone financial planning. The firm prepares written Investment Policy Statements for clients and may request discretionary authority to implement portfolio recommendations.
The firm combines fundamental analysis and modern portfolio theory with a long‑term trading orientation, primarily recommending equities and ETFs while also using fixed income, real estate funds, and private placements as appropriate. Financial planning is offered as a discrete deliverable and is compensated through both fixed‑fee and hourly arrangements rather than exclusively by asset‑based fees, and clients are required to custody assets through a specified custodian.
Notable differences from peers in the same regulatory category include the firm’s explicit use of both fixed and hourly planning fees and its stated practice of managing both individual and business/institutional accounts, which are statistically uncommon features. The firm also does not serve as a private fund adviser, documents policies to allocate limited investment opportunities equitably, does not aggregate trades across client accounts, and the principal owner devotes material time to non‑investment business activities.
Client services
Expertise
Fee options
Fixed fees for financial planning between $1,500 and $50,000 (negotiable)
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.60% $10,000,001+: 0.45%
$250 to $400 per hour (negotiable)
Main office
Westport CT
Advisors at this office
1
Most active in
Connecticut
Also doing business as
Pezzi Private Capital · Pezzi Private Capital LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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