Chicago, IL Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Pekin Hardy Strauss, Inc.
Team
Firm-wide stats for Pekin Hardy Strauss, Inc.
About
Pekin Hardy Strauss, Inc. provides investment management, financial planning, retirement plan services (including ERISA 3(21) and 3(38) arrangements), and model strategies to individuals (including high net worth clients), pension and retirement plans, registered investment companies, charitable organizations and corporations. The firm manages separately managed accounts and model portfolios and also offers investment management services to plan participants with self-directed brokerage accounts.
The firm’s investment process is grounded in fundamental analysis, asset allocation, and consideration of material non-financial factors such as ESG criteria, with portfolio managers tailoring allocations to clients’ objectives, risk tolerances and liquidity needs and rebalancing as market conditions change. Pekin Hardy uses a range of instruments and strategies—including mutual funds and ETFs, options and futures, short positions and margin—to pursue long- and short-term opportunities and to manage income and risk.
Distinctive features in the brochure include Pekin Hardy’s role with registered investment companies (it operated the Appleseed Fund, which was liquidated on January 27, 2026) and its use of pooled investment vehicles and derivatives in separately managed accounts. The firm discloses the intentional use of borrowing, short selling and options/futures in client accounts and maintains formal valuation and trading procedures for less liquid and private investments, practices that are less common among similarly sized team advisory firms.
Based on Pekin Hardy Strauss, Inc.
Expertise
Based on Pekin Hardy Strauss, Inc.
Location
227 West Monroe Street, Suite 3625
Chicago IL 60606
Advisors at this office
5
Advisors at this office
William P
CFA®, Series 63
Chicago, IL
Pekin Hardy Strauss, Inc.
William Pekin is a CFA® charterholder with 30 years of industry experience. He has been with Pekin Singer Strauss Asset Management since 2001. Pekin Hardy Strauss, Inc. is a team-based firm that provides investment management, financial planning, and retirement plan services to individuals, pension plans, registered investment companies, charitable organizations, and corporations. The firm’s investment approach integrates fundamental analysis, asset allocation, and ESG factors, employing a variety of strategies including derivatives and short selling to tailor portfolios to clients’ objectives and risk tolerances.
Brandon H
Series 63, Series 65
Chicago, IL
Pekin Hardy Strauss, Inc.
Brandon Hardy is a financial advisor at Pekin Hardy Strauss, Inc. in Chicago, IL, with 24 years of industry experience. He has been with Pekin Singer Strauss Asset Management since 1997. Hardy holds the Series 63 and Series 65 designations. Pekin Hardy Strauss, Inc. provides investment management, financial planning, and retirement plan services to individuals, pension and retirement plans, registered investment companies, charitable organizations, and corporations. The firm employs a fundamental analysis and asset allocation approach that incorporates ESG factors and utilizes a variety of instruments, including derivatives, to manage income and risk.
Matthew B
Series 66
Chicago, IL
Pekin Hardy Strauss, Inc.
Matthew Blume is a financial advisor at Pekin Hardy Strauss, Inc. with 16 years of industry experience. He has been with Pekin Singer Strauss Asset Management Inc. since 2012. He holds a Series 66 designation. Pekin Hardy Strauss, Inc. provides investment management, financial planning, and retirement plan services to individuals, pension and retirement plans, registered investment companies, charitable organizations, and corporations. The firm employs a fundamental analysis and asset allocation approach that incorporates ESG criteria and uses a variety of instruments including mutual funds, ETFs, options, and futures to tailor portfolios to clients’ objectives and risk tolerances.
Shaun R
CFA®
Chicago, IL
Pekin Hardy Strauss, Inc.
Shaun Roach is a CFA® charterholder with 11 years of industry experience. He has worked at Pekin Singer Strauss Asset Management Inc. since 2014. Roach is based in Chicago, IL, and is part of a team of nine advisors at Pekin Hardy Strauss, Inc. Pekin Hardy Strauss, Inc. provides investment management, financial planning, and retirement plan services to individuals, pension plans, registered investment companies, charitable organizations, and corporations. The firm’s investment process incorporates fundamental analysis, asset allocation, and ESG factors, using a range of instruments and strategies tailored to clients’ objectives and risk tolerances.
Joshua S
CFA®, Series 63
Chicago, IL
Pekin Hardy Strauss, Inc.
Joshua Strauss is a CFA® charterholder with 21 years of industry experience. He is affiliated with Pekin Hardy Strauss, Inc., a team-based firm located in Chicago, IL. Strauss has worked at Sf Investments, Inc. and Pekin Singer Strauss Asset Management, Inc. since 2004. Pekin Hardy Strauss, Inc. provides investment management, financial planning, and retirement plan services to individuals, pension and retirement plans, registered investment companies, charitable organizations, and corporations. The firm employs fundamental analysis and asset allocation, incorporating ESG factors, and utilizes a variety of instruments and strategies including derivatives to tailor portfolios to clients’ objectives and risk profiles.
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